Quantitative Autonomic Testing

1. Equipment, data acquisition and processing of autonomic signals

As a bare minimum, the clinical autonomic laboratory has to have motorized tilt table, ECG, noninvasive beat-to-beat blood pressure monitor, respiratory monitor and a mean to evaluate sudomotor functions. Recommended equipment is listed at Table 9. The data acquisition and analyzing software is a critical to be able to run the lab effectively. Unfortunately, the commercially suitable software has some restrictions and most of the autonomic laboratories wrote their own acquisition or analyzing software in house. Robust R wave detection and detection of corresponding systolic/diastolic values in blood pressure, eventually in blood flow, is of paramount importance. At University of Massachusetts we use ADInstrument-based recording system (Figures 1-4, Table 9) that is easy to program and provides many mathematical functions in real time.

The protocol use in the paper is based on methodology developed primary by Dr. P. Low and his team (1). This paper assumes that the reader knows how to correctly place ECG electrodes, setup of the continuous blood pressure monitor and how to record the data. Details of the electrode/sensor placement and recommended standards for data acquisition are at reference 4.

2. Deep breathing

Deep breathing tests cardiac parasympathetic functions. Because the heart responses to deep breathing are mediated by the vagal nerve, the test is also referred to as cardiovagal testing. Deep breathing evaluates changes in the instant heart rate that is provoked by “deep” breathing at 6 breaths/min. The test is performed in supine position. The test starts with a rest period that gives patient time to relax. We usually record one minute baseline before proceeding with the deep breathing test.

1. Obtain the baseline for one minute, instruct subject to relax.
2. Instruct subject to inhale for 5 seconds and exhale for 5 seconds. This 10 second respiratory cycle should be repeated 6 times. Patient should breathe continuously and regularly. Respirator movement should resemble a wave. Sudden inhalations/exhalations or holding the breath should be avoided. Care should be taken not to hyperventilate. Preferentially, breathing should be done through nostrils with closed mouth and the end tidal CO₂ should be monitored to rule out hyperventilation
3. Calculate the respiratory sinus arrhythmia (RSA). RSA amplitude is defined as the difference between the end of expiration and end of inspiration in heart rate. Typically, 6 respiratory cycles are identified (Figure. 5) and the respective RSA amplitudes are averaged.

Normative values

Normative data are at Table 1.

Interpretation of results

Deep breathing test measures cardiovagal functions. Both deep breathing and Valsalva maneuver are needed for grading of cardiovagal functions. Valsalva maneuver and grading of cardiovagal impairment is described below.

3. Valsalva maneuver

Valsalva maneuver evaluates: 1) sympathetic adrenergic functions using the blood pressure responses ; and 2) cardiovagal (parasympathetic) functions using the heart rate responses. Valsalva maneuver consists of forced expiration against the resistance with the expiratory pressure during strain at 40 mm Hg for 15 seconds.

Mouthpiece assembly

The easy way to measure the expiratory pressure is to connect the pressure gauge to the 5-10 ml plastic syringe and to blow inside the syringe or any similar mouthpiece. There should be a small air leak in the tubing to prevent closing of the glottis.

Technique

Valsalva maneuver is usually performed in supine position. If Valsalva maneuver shows a square-box response and no heart failure is suspected, the table can be turned up 30 degree that can change the Valsalva maneuever to more common four phase pattern.

1. Let the subject practice at least one Valsalva maneuver for short time (seconds) until the subject is comfortable with the procedure.
2. Wait approximately 1 minute to allow the subject to be relaxed.
3. Instruct the subject to: “Take deep breath and blow into the syringe. Keep the pressure 40 mm Hg for 15 seconds”. The subject should see the expiratory pressure as he can adjust the strain. Give the subject feedback how many seconds left. If the pressure is suboptimal, instruct subject to correct the pressure or repeat the Valsalva maneuver.
4. Wait 3 minutes.
5. Repeat Valsalva maneuver twice, total 3 times
6. Select the most representative maneuver for evaluation.
7. Obtain the following parameters from Valsalva maneuver (Figure 9 and Figure 11):
   1. Valsalva ratio.
   2. Maximal drop of the mean blood pressure during phase 2.
   3. The peak of the mean blood pressure at the end of late phase 2 (recovery).
   4. Overshoot, phase 4.
   5. Maximal pulse pressure drop during phase 2
   6. Pressure recovery time

Normative values:

Normative values are at Table 2 and Table 3.

Interpretation of results

Valsalva maneuver evaluates both adrenergic and cardiovagal functions. Grading of adrenergic impairment requires both Valsalva maneuver and tilt test. Grading of cardiovagal impairment requires both deep breathing and Valsalva ratio.

4. Tilt testing

The test stimulates the autonomic nervous system with orthostatic stress by passive movement from a supine position to an upright tilt in a controlled laboratory setting.

Technique

1. Ensure proper placement of the blood pressure sensor. Ideal blood pressure has well defined dicrotic notch and there is no drift of the baseline.
2. Get the baseline blood pressure from the brachial artery.
3. Acquire the 5-10 minutes baseline
4. Tilt patient up. The tilt should be done at 70 degree. The transition from supine to tilt position should smooth and of duration 5-10 seconds.
5. Obtain the blood pressure from a brachial artery every minute.
6. Observe subject for the presence of any discomfort, chest pain, shortness of breath, dizziness, lightheadedness, syncope. Be prepared to terminate the tilt of any serious event occurs during the tilt based on clinical judgment.
7. Typical duration of the tilt should be 10 minutes. The tilt can be continued if no obvious abnormalities are detected but a clinical history is strongly suggestive of dysautonomia or blood pressure instability.
8. Tilt the patient back.

Normative values:

The normal responses in heart rate during the tilt is heart rate increment within 10 – 30 beats per minute. At the same time the maximal heart rate should be less than 120 beats per minute. Normal responses in the blood pressure during the tilt is drop of the systolic blood pressure less than 30 mm Hg or drop of the mean blood pressure less than 20 mm Hg.

Interpretation of results

Tilt tests predominantly evaluates adrenergic functions. Grading of adrenergic impairment requires results from both Valsalva maneuver and tilt test and is described in section 6.

5. Sudomotor testing (QSART)

Quantitative Sudomotor Axon Reflex Test (QSART) evaluates the postganglionic sympathetic cholinergic functions. Most commonly used devices is the Q-Sweat made by WR Medical Electronic. There are 2 types of responses: spontaneous and evoked. Typically larger capsules (sampling area 5.06 cm², volume 3.614 cm³ ) are used for spontaneous responses and smaller capsules (sampling area 0.7871 cm², volume 0.1229 cm³) for evoked responses. In the following, all applies for the smaller capsule. For the stimulation, typical settings are: current 2 mA, 5 minutes,

1. Assemble the capsules according to the manufacturer recommendation (Figure 20).
2. Clean the recording sites vigorously with the alcohol. Recording sites are:1) the medial forearm (75 % distance from the ulnar epicondile to the pisiform bone); 2) the proximal leg (5 cm distal to the fibular head laterally); 3) the distal leg (5 cm proximal to the medial malleolus medially); 4) proximal foot over the extensor digitorum brevis muscle.
3. Place the capsules water-tight (Figure 21).
4. Fill the capsules with 10% acetylcholine diluted in sterile water (not normal saline !).
5. Start sweat recording and verify on the Q-Sweat machine that no leak is present. In the case of the leak, fix the capsule placement.
6. Place the ground for stimulation about 5 cm next to the capsule.
7. Wait until the baseline sweat is flat, below 100 nanoliters/minute and all channels give similar baseline sweat output (difference < 15 %, Figure 22-23).
8. Start stimulation at current 2 mA for 5 minutes, turn on the marker (Figure 24).
9. Record another 5 minute of the sweat (total 10 minutes), turn on the marker.
10. Obtain the latencies and volumes at each site (Figure. 25)

Normative values

Normative values are at Table 4.

Interpretation of results

Grading of sudomotor impairment is below

6. Grading of autonomic impairment using the Composite Autonomic Severity Score (CASS)

CASS score provides unbiased and full quantification of the autonomic functions in cardiovagal, adrenergic and sudomotor domain. Total score has a direct clinical meaning since it ranks the generalized dysautonomia as mild, moderate and severe. I removed some of ambiguities in the original definition of CASS( 3).

The CASS has the following subscores: 1) Cardiovagal (Table 5 ).; 2) Adrenergic (Table 6); and 3) Sudomotor (Table 7).

For calculation of cardiovagal score both deep breathing and Valsalva ratio are required. Adrenergic score requires both Valsalva maneuver and tilt test results. Sudomotor score can be calculated from QSART results or from the thermoregulator sweat test (TST, not described at this paper).

Since the autonomic testing evaluates global autonomic functions, the results are interpreted in term of generalized autonomic failure (GAF). Results are referred to as normal (CASS total score = 0) or abnormal. The abnormalities ranges from mild GAF (total CASS score 1-3), to moderate (total CASS score 4-6), or severe (total CASS score 7-10).

Mild GAF with score 1 is usually of unclear or limited clinical significance. The score higher than 1 is usually clinically significant and usually indicate the presence of autonomic neuropathy.

7. Representative results:

Examples of data acquisitions are at Figure 1-4. All recorded signal should be clearly visible from a distance to a technician enabling the correct any recordings problems immediately. Both raw data and corresponding systolic/diastolic/mean values should be available in real time (Figure 1). The data acquisition system should provide a great amount of flexibility in the setting of the screen, for example it should be easy to change the time scale (Figure 2) or to choose between raw data tracings or numerical values (Figure 3).

Examples of normal and abnormal deep breathing test are at Figure 6-8. For clarity, the length of the bold line in the middle of the y axis correspond to 10 BPM. Normal deep breathing test is at Figure 6. Note that normative data for the deep breathing test are age but not gender dependent (Table 1). Figure 7 shows moderate abnormality of the cardiovagal functions while Figure 8 shows essentially fixed heart rate that is consistent with severe cardiovagal failure.

Figure 9 shows typical 4 phases in Valsalva maneuver. Note that pressure recovery time is calculated from the systolic blood pressure. A square-wave variant of Valsalva maneuver is at Figure 10. Valsalva ratio calculation is shown at Figure 11. Figure 12 shows normal blood pressure responses. Mild (Figure 13), moderate (Figure 14) and severe (Figure 15) adrenergic impairment results in a distinct blood pressure changes provoked by VM.

Figure 16 shows normal responses in heart rate and blood pressure during 10 minutes of tilt test. Mild orthostatic hypotension associated with mild adrenergic impairment is seen at Figure 17 .Note also prominent fluctuations in both blood pressure and blood flow velocity in the middle cerebral artery that can be associated with adrenergic impairment. Severe adrenergic impairment can results in a progressive fall of the blood pressure as is seen in Figure 18. Example of mixed syncope that has features of both vasodepressors and vasovagal responses is at Figure 19.

Normal QSART responses are at Figure 26. Abnormalities ranging from mild to severe sudomotor impairment are at Figures 28-31.

Age range (years)	Minimum for normal RSA (beats/min)
10-29	≥14
30-39	≥12
40-49	≥10
50-59	≥9
60-69	≥7

Table 1. Normative values for deep breathing test.

Variable	Normal value
Maximal drop of the MBP during the early phase 2	≥ 20 mmHg
MBP at late phase 2 (recovery)	≥ baseline (mm Hg)
MBP at phase 4 (overshoot)	> baseline (mm Hg)
Maximal pulse pressure drop	≥ 50% of baseline
Systolic pressure recovery time	< 4 seconds

Table 2. Normative values for Valsalva maneuver in blood pressure.

Age range (years)	Minimum for normal VR
	Women	Men
10-29	1.46	1.59
30-39	1.5	1.52
40-49	1.51	1.44
50-59	1.47	1.36
60-69	1.39	1.29

Table 3. Normative values for Valsalva ratio.

Male	Age range (years)
Location	10 – 29	30-49	≥ 50
Forearm	0.38-2.53	0.38-2.53	0.38-2.53
Proximal leg	0.80-2.86	0.58-2.64	0.36-2.42
Distal leg	0.72-2.79	0.52-2.41	0.31-2.02
Foot	0.39-2.02	0.35-1.83	0.31-1.64

Female	Age range (years)
Location	10 – 29	30-49	≥ 50
Forearm	0.10-1.39	0.10-1.39	0.10-1.39
Proximal leg	0.23-1.99	0.23-1.99	0.23-1.99
Distal leg	0.32-1.51	0.21-1.21	0.10-0.90
Foot	0.10-1.38	0.08-1.28	0.05-1.19

Table 4. Normative values for Q-Sweat machine. All values are in microliters.

Results	Degree of abnormality	Cardiovagal score
		Value	Definition
Normal		0
Abnormal	Mild	1	Deep breathing or Valsalva ratio reduced but ≥* 50% of minimal normal value
	Moderate	2	Deep breathing or Valsalva ratio reduced to < 50% of minimal normal value
	Severe	3	Both deep breathing and Valsalva ratio reduced to < 50 % of minimal normal value

* original definition was >50%, this will result in error if the value is exactly equal to 50%.

Table 5. Calculation of cardiovagal score.

Results	Degree of abnormality	Adrenergic score
		Value	Definition
Normal		0
Abnormal	Mild	1	Valsalva maneuver: Early phase 2 drop reduction < 40 >20* mmHg Or Late phase 2 does not return to baseline Or Pulse pressure reduction ≤ 50% of baseline Or Systolic pressure recovery time 4-5 seconds
	Moderate	2	Valsalva maneuver: Early phase 2 reduction > 40 > 20 mmHg And Absent phase late phase 2 Or Absent phase 4 Or Systolic pressure recovery time 6-9 seconds
	Severe	3	Tilt: OH (SBP reduction = 30 mm Hg; MBP = 20 mm Hg) (****) or Valsalva maneuver: Early phase 2 reduction = (**) 40 mmHg Plus Absent phase 2 Plus Absent phase 4 Or Absent Phases 2 and 4 and systolic pressure recovery time = 10 seconds (***)
		4	Tilt + Valsalva maneuver: # 3 + OH (SBP reduction = 30 mm Hg; MBP = 20 mm Hg)

*There are slightly different criteria for adrenergic failure as defined in ³ compared to a more recent text ⁵. I adopted * from the initial validated study ³. ** Changed from > to ≥ to remove ambiquity. *** The definition for the adrenergic score 3 differs in ³ and ⁵, hence I adopted definition in ³ that was expanded adding systolic pressure recovery time from ⁵. **** In original definition, the OH with normal Valsalva maneuver would be given score 0. Although rare (normal Valsalva maneuver + OH), this combination can be seen in a partial square variant of VM. Since OH signifies severe adrenergic impairment, the isolated OH is assigned to score 3.

Table 6. Calculation of adrenergic score

Results	Degree of abnormality	Sudomotor score
		Value	Definition
Normal		0
Abnormal	Mild	1	Single site abnormal and ≥ 50 % of lower limit or Length dependent pattern* or Persistent sweat activity
	Moderate	2	Single site < 50% of lower limit or Two or more sites reduced and ≥ 50 % of lower limit
	Severe	3	Two or more sites < 50% of lower limit

At least 3 sites should be studied. *Length dependent pattern in QSART is defined as reduction of the distal sweat volume more than 1/3 of proximal value. Text in bold has been added to improve clarity.

Table 7. Calculation of sudomotor score.

Cardiovagal evaluation
Test	Results	Minimum of normal values*
Deep breathing [BPM]	5	7
Valsalva ratio	1.35	1.51
*normative data are adjusted for a gender and age of a patient

Adrenergic evaluation
Test: Blood pressure responses to Valsalva maneuver
Pressure [mmHg]	Baseline	Phase 2		Pressure recovery time	Phase 4
		Early	Late
Systolic	144.6	104.2	108	3.3	149
Mean	106	81.5	85.7	n/a	111.1
Diastolic	86.7	70.2	74.5	n/a	92.2
Test: Tilt test
Position			HR [BPM]	SBP [mmHg]	DBP [mmHg]
Supine			68	194	93
Tilt [min]		1	69	170	89
		2	70	165	89
		3	70	161	87
		4	71	159	88
		5	69	152	86
		6	72	155	85
		7	70	148	86
		8	71	142	82
		9	71	136	82
		10	71	138	82
Orthostatic hypotension evaluation
Pressure [mmHg]		Max drop of pressure compared to baseline		Duration of drop [min]
Systolic		58		8
Mean		26.7		n/a
Diastolic		11		n/a

Sudomotor Evaluation
Test: Quantitative sudomotor axon reflex test (QSART)
Location	Site (l/r)	Latency [min]	Volume	Minimum of normal volume*
Forearm	l	2.3	2.487	0.3
Proximal leg	l	2.07	0.123	0.23
Distal leg	l	3.45	0.631	0.23
Foot	l	2.54	0.644	0.27
*normative data are adjusted for a gender and age of a patient

Composite Autonomic Severity Score
Cardiovagal	1	Adrenergic	4	Sudomotor	1	Total	6

Table 8. An example of the results of the autonomic testing and corresponding CASS scores.

Figure 1 Recommended setup of the acquisition system. The screen is divided into raw and calculated data. HR= heart rate, SBP/DBP/MBP= systolic/diastolic/mean blood pressure, PP=pulse pressure, SBF/DBF/MBF = systolic/diastolic/mean blood flow velocity.

Figure 2 The screen is divided into 2 screens with long time scale (trend) and short time scale (details) of the same signals. This setting is particularly useful for prolonged tilt studies where both trend and immediate values are important.

Figure 3 Flexible setup of the data acquisition software. For example, it should be easy to add visible numerical values (as it is seen in three windows) or add/delete a channel.

Figure 4 Example of recording of Valsalva maneuver.

Figure 5 Calculation of RSA amplitude. The average RSA amplitude is equal to 21.9 that was obtained as follows: average RSA = [(89.2- 68.8) + (89.7-67.7) + (90.5-67.4) + (91.1-67.7) + (90.1-66.2) + (87.7-69.1)] / 6.

Figure 6 Normal response. The average RSA amplitude = 9.7 results obtained from a 55 year old man.

Figure 7 Moderately abnormal deep breathing test. The average RSA amplitude is equal to 3.2 Data obtained from a 54 year old man. The Valsalva ratio was normal.

Figure 8 Severely abnormal deep breathing test. The heart rate is fixed, the average RSA amplitude is equal to 0.6. This is equal to reduction by 91 % from the limit of normal value that is 7 bpm (Table 1). Data obtained from a 71 year old woman.

Figure 9. Typical blood pressure responses to VM in a healthy subject has 4 phases (A-B). Panels (C-E) show how to measure changes in BP during phase 2 and phase 4. Baseline blood pressure is obtained just before the VM. The pressure recovery time (PRT, F) is defined as a time interval (in seconds) that starts when the blood pressure is lowest in the phase 3 and ends when the blood pressure reaches the baseline. PRT is calculated from the systolic blood pressure, all remaining parameters are obtained from the mean blood pressure. MBP = mean blood pressure, SBP/DBP = systolic/diastolic blood pressure, PP= pulse pressure.

Figure 10. A square-wave variant of VM.

Figure 11. Valsalva ratio is defined as the maximum heart rate during the maneuver (121.2 mmHg) divided by the lowest heart rate (78.2 mm Hg) obtained within 30 seconds of the peak heart rate. In this example the Valsalva ratio is equal to 1.55 (= 121.2 / 78.2).

Figure 12. Normal VM. Both late phase 2 (100.2 mm Hg) and phase 4 (107.5 mmHg) exceed the baseline (96.8 mmHg).

Figure 13. Mildly abnormal VM. The MBP at the end of phase 2 (72 mm Hg) failed to reach the baseline (74.2 mmHg).

Figure 14. Moderately abnormal VM. There is an increased difference in MBP between the baseline and the end of phase 2 compared to Figure 13. Phase 4 is normal (108.5 mmHg).

Figure 15. Severely abnormal VM. The recovery of the MBP at the end of phase 2 and the phase 4 overshoot are missing. Note also supine hypertension that typically accompanies severe generalized autonomic failure.

Figure 16. Normal responses of heart rate and blood pressure to tilt.

Figure 17. Mild orthostatic hypotension at the end of the tilt. Note that the blood flow is stable.

Figure 18. Severe progressive orthostatic hypotension during the tilt.

Figure 19. Mixed syncope. During the tilt, the excessive heart rate increment (1) was insufficient to prevent drop of the blood pressure (2) until the occurrence of vasovagal reaction (3) when patient lost consciousness.

Figure 20. Sweat capsule with tubing on the left, assembled capsule on the right.

Figure 21. Example of attachment of capsule to the skin using selfadhesive elastic wrap.

Figure 22. Stable baseline of spontaneoes sweating.

Figure 23. Drifting baseline of spontaneoes sweating.

Figure 24. Placement of markers of stimulation and recordings.

Figure 25. Principles of measurement of latency and sweat volume.

Figure 26. Normal QSART, CASS-sudomotor score= 0, 59 y/o man.

Figure 27. Persistent sweat activity, 31 y/o woman, this pattern usually signifies mild sudomotor impairment and can be seen in painful neuropathies or diabetes.

Figure 28. Mildly abnormal QSART,CASS-sudomotor =1. This test showed normal volumes but decrease of the distal sweat output that is consistent with length dependent pattern. 47 y/o woman.

Figure 29. Mildly abnormal QSART, CASS-sudomotor =1. The test showed reduced distal volume. 42 y/o woman.

Figure 30. Moderately abnormal, QSART CASS-sudomotor = 2. 64 y/o woman.

Figure 31. Severily abnormal QSART, CASS-sudomotor = 3. 56 y/o woman.