Here we describe protocols for the biophysical characterization of ternary complex formation induced by proteolysis targeting chimeras (PROTACS) that involve the ubiquitin ligases Von Hippel-Lindau E3 ligase (VHL) and Cereblon (CRBN). Biophysical methods illustrated herein include surface plasmon resonance (SPR), biolayer interferometry (BLI), and isothermal titration calorimetry (ITC).
E3 ligases and proteins targeted for degradation can be induced to form complexes by heterobifunctional molecules in a multi-step process. The kinetics and thermodynamics of the interactions involved contribute to efficiency of ubiquitination and resulting degradation of the protein. Biophysical techniques such as surface plasmon resonance (SPR), biolayer interferometry (BLI), and isothermal titration calorimetry (ITC) provide valuable information that can be used in the optimization of those interactions. Using two model systems, a biophysical assay tool kit for understanding the cooperativity of ternary complex formation and the impact of the 'hook effect' on binding kinetics was established. In one case, a proteolysis targeting chimera (PROTAC) molecule that induced ternary complex formation between Brd4BD2 and VHL was evaluated. The heterobifunctional molecule, MZ1, has nM affinities for both the Brd4BD2 protein (SPR KD = 1 nM, ITC KD = 4 nM) and the VHL complex (SPR KD = 29 nM, ITC KD = 66 nM). For this system, robust SPR, BLI, and ITC assays were developed that reproduced published results demonstrating the cooperativity of ternary complex formation. In the other case, a molecule that induced ternary complexes between a 46.0 kDa protein, PPM1D, and cereblon [CRBN (319-442)] was studied. The heterobifunctional molecule, BRD-5110, has an SPR KD = 1 nM for PPM1D but much weaker binding against the truncated CRBN (319-442) complex (SPR KD= ~ 3 µM). In that case, the binding for CRBN in SPR was not saturable, resulting in a "hook-effect". Throughput and reagent requirements for SPR, BLI, and ITC were evaluated, and general recommendations for their application to PROTAC projects were provided.
The polyubiquitination of proteins in the cell is a tightly regulated process that involves enzymes in the Ubiquitin Ligase family1,2. The terminal enzymes in the pathway are the E3 ubiquitin ligases that covalently attach ubiquitin molecules to their protein-binding partners3. The polyubiquitination of those protein binding partners targets them for proteolytic degradation by the proteasome4. This system is part of the protein homeostasis process that has been therapeutically leveraged to induce the degradation of proteins involved in disease5. Small molecules that induce the interaction between E3 ubiquitin ligases, such as Von Hippel-Lindau E3 ligase (VHL) or cereblon (CRBN), are typically composed of an E3 ligase binding warhead connected by a flexible linker to a warhead that binds to the protein being targeted for degradation. These heterobifunctional molecules are commonly referred to as proteolysis targeting chimeras or PROTACS6.
The development of PROTACS involves evaluating the ability of molecules to induce the degradation of proteins in cells. Many cellular assay systems have been developed that monitor the induced interaction between the target protein and E3 ligase components, such as VHL or CRBN, upon treatment of the cells with a PROTAC molecule. One such cellular assay, the nanoluc-Halotag system7, involves an E3 ligase fused to the Halotag acceptor and a target protein tagged with a nanoluc donor. Ternary complex formation brings the nanoluc donor and Halotag acceptor into proximity allowing the transfer of energy from the donor to the acceptor resulting in the emission of light. Variations of this system can be used to assess the cellular permeability of PROTACS molecules8 or changes in the relative level of target protein ubiquitination9. While these cellular systems are essential for driving the optimization of PROTACS, the formation of complexes between E3 ligases and proteins targeted for degradation is a multi-step process10,11. The kinetics and thermodynamics of the binary and ternary interactions involved contribute to efficiency ubiquitination and resulting degradation of the protein12,13,14.
Herein are described protocols that can be adapted for the biophysical characterization of ternary complex formation induced by PROTACS using surface plasmon resonance (SPR), biolayer interferometry (BLI), and isothermal titration calorimetry (ITC). SPR and ITC protocols for the MZ1 PROTAC molecule that induces ternary complex formation between Brd4BD2 and VHL derived from literature reports13,15 and described here were able to recapitulate the reported results with some modification of the reported procedures, which will be discussed. A description of a BLI assay used to evaluate ternary complex formation between MZI, Brd4BD2, and VHL is included in this report. Affinity measurements from BLI were consistent with those observed in SPR and ITC. A previously published protocol in which an SPR assay was developed for assessing the PROTAC-induced ternary complex formation between PPM1D, a Ser/Thr protein phosphatase whose expression is induced in a p53-dependent manner16, and CRBN is also described. In this instance, the PROTAC molecule has a nanomolar affinity for PPM1D but only a micromolar affinity for CRBN. In this case, the binding of the PROTAC molecule to CRBN is not saturable, resulting in the commonly observed "hook effect". The hook effect is a property of three body systems in which there are two species that can form a heterotrimeric complex when both are bound to a bridging molecule (Figure 1)17. The hook effect is observed when the bridging species is in excess concentration relative to the two other species. The resulting state is one in which the binary interactions outcompete the ternary interactions. The systems where the hook effect is observed require specific experimental design considerations discussed in this report. General concepts and reagent requirements for evaluating the utilization of biophysical assays for the evaluation of PROTAC-induced ternary complex formation are provided.
All the proteins were overexpressed in E.coli with good yield and purity (>80%) following the literature protocols18. Biotinylation was carried out using a BirA-catalyzed reaction18. All small molecules were prepared at 1 mM stock solutions in 100% DMSO. The procedures described herein do not require specialized laboratory safety equipment or precautions. Standard laboratory personal protective equipment (PPE) should be used (i.e., lab coat, safety goggles, and gloves).
Proteins applied in this study are listed below:
VHL: biotinylated VHL(53-213)/ElonginB (1-104)/ElonginC(17-112) complex with Avi-tag at the C-terminus of ElonginB.
Brd4BD2: Non-tagged Brd4BD2(333-460)
CRBN: biotinylated CRBN(319-442) with Avi-tag at the N terminus
PPM1D: non-tagged or double His8-tagged PPM1D(1-420) at the N terminus
Small molecules applied in this study are listed below:
MZ1 (MW = 1002.6 Da): PROTAC that binds to VHL and Brd4BD2
BRD-2512 (MW = 841.4 Da): CRBN KD ~3 µM, doesn't bind to PPM1D
BRD-5110 (MW = 872.0 Da): CRBN KD ~3 µM, PPM1D KD = 1-2 nM
BRD-4761 (MW = 476.6 Da): doesn't bind to CRBN, PPM1D KD = 1-2 nM
1. Method 1: ITC (isothermal titration calorimetry)
NOTE: Titrations are performed using a micro-calorimeter with auto-injection.
2. Method 2: BLI (biolayer interferometry)
3. Method 3: SPR (surface plasmon resonance)
NOTE: All SPR experiments are carried out using streptavidin (SA) coated sensor chips at RT. Although the NTA chip is used for the detection between protein and small molecules, it is to be used with caution when applied to the ternary complex, as a much higher background than the SA chip is observed, possibly due to electrostatic interactions between the charged chip surface and protein in the analyte.
Characterization of VHL: MZ1 binary complex and VHL: MZ1: Brd4BD2 ternary complex can be found in Figure 2 (ITC), Figure 3 (BLI), and Figure 4 (SPR) using a very similar buffer. The KD extracted from orthogonal assays is consistent. The cooperativity can be calculated by KD (binary) / KD (ternary), which is highly positive (15 from ITC or 26 from SPR).
Characterization of the CRBN:PROTAC: PPM1D system was performed by SPR (Figure 5A–D). CRBN was immobilized to ~35 RU's to facilitate the observation of ternary complex formation. The binding of PROTAC alone resulted in a signal of <2 RU's which is below the noise. PPM1D in the analyte gives a high background signal on the SA chip surface, and the highest concentration that can be applied is around 1 µM. This value is lower than the KD between CRBN and its warhead ≥3 µM) thus "hook effect" is expected. SPR is sensitive enough to detect it, which has good agreement with the simulation (Figure 5E). The simulation was done using the non-cooperative equilibria in literature19 combined with the classic SPR calculation [Responsemax = (ResponseLigand × MassImmobilization)/MassLigand]. Since the KD between CRBN and compound is not accurately determined due to the insolubility of the compound at high concentration, simulation was done using four assumptive KD's: 1 µM, 3 µM, 10 µM, or 30 µM. The experimental results fell in between the simulated 3 µM and 10 µM curves, which is almost identical to the KD in the binary system, suggesting there is no cooperativity.
Figure 1: Illustration of three binding scenarios and definition of different KD's. (A) Classic two-component systems. (B) Three-component system in which one end of PROTAC can be saturated thus, it can be evaluated as a two-component system. (C) Three-component system in which the "hook effect" is observed. Please click here to view a larger version of this figure.
Figure 2: ITC results. Titrating VHL into MZ1 (left) or MZ1:Brd4BD2 complex (right). Please click here to view a larger version of this figure.
Figure 3: BLI results. MZ1 mediates the formation of VHL: MZ1: Brd4BD2 ternary complex. (A) Raw data. (B) Subtraction of background signals where [MZ1] = 0. (C) Kinetic fitting of B to extract kon, koff, and KD. Please click here to view a larger version of this figure.
Figure 4: SPR results. (A) MZ1 binding to VHL. (B) MZ1:Brd4BD2 binary complex binding to VHL. Please click here to view a larger version of this figure.
Figure 5: SPR results showing the "hook effect" of a representative PPM1D-PROTAC. CRBN was immobilized on the SA chip surface while [PPM1D] was kept at 1 µM in the analyte for all cases. (A) BRD-2512, a compound that only binds to CRBN, gives almost no response. (B) BRD-4761, a compound that only binds to PPM1D, also gives no response. (C,D) BRD-5110, a PROTAC with the warhead of CRBN in BRD-2512 and the warhead of PPM1D in BRD-4761, induced the formation of the ternary complex. (E) A simulation of SPR results assuming the KD between CRBN and compound is 1 µM (black), 3 µM (blue), 10 µM (red), or 30 µM (green). BRD-2512 curve is between 3 µM and 10 µM, which is very close to the measured binary KD, suggesting no cooperativity (cooperativity = 1). Please click here to view a larger version of this figure.
Biophysical characterization of the binary and ternary interactions between PROTAC molecules and their protein binding partners can provide unique and complementary insights relative to widely used cellular systems. Understanding the affinity between each warhead of a PROTAC molecule and its protein binding partners can help guide medicinal chemistry efforts toward the optimization of those interactions. Previously published crystal structures of ternary PROTAC complexes have revealed that atoms in the linker region can form interactions with one or both of the protein binding partners16,20. Experimentally determining the cooperativity of ternary complex formation can support linker optimization.
Described in this report is the utilization of three different biophysical techniques that can provide information about the binding affinities between PROTAC molecules and their protein binding partners. Method 1 details the isothermal titration calorimetry (ITC) experimental set-up for the PROTAC molecule, MZ1, the VHL E3 ligase complex, and the Brd4BD2 bromodomain. ITC results showed KD's of 59 nM for the binary interaction between MZ1 and VHL and 4 nM for the ternary interaction between VHL and pre-mixed MZ1 and Brd4BD2. The affinities were consistent with those observed in SPR (immobilized VHL binding to MZ1 KD = 26 nM, immobilized VHL binding to pre-mixed MZ1 and Brd4BD2 KD=1 nM) and BLI (KD= 2.8 nM). While the ITC KD results for VHL binding to MZ1 are consistent with reported values16, the stoichiometry obtained is different. One potential explanation for this result is the poor solubility of MZ1 in the HEPES-based buffer used in the protocol described here, while the results from the literature were generated using a Bis-tris-based buffer. The authors preferred to use the same buffer components across SPR, ITC, and BLI.
Method 2 describes the experimental setup for the BLI analysis of the interaction of immobilized VHL, a fixed concentration of Brd4BD2, and varying concentrations of MZ1. Because of the sensitivity limitations of the technique, KD, kon, and koff values for ternary complex formation could be generated, but not for the binary interaction between MZ1 and the proteins.
Method 3 describes multiple SPR assays. SPR is more sensitive than BLI and can be applied to observe both the protein-small molecule (binary) and protein-protein (ternary) interactions. In the latter case, background signals should be carefully monitored as protein in the analyte could give high and unstable signals. SPR is very sensitive to reagents with a high refractive index, including DMSO, glycerol, and detergents. If the protein is stored in the buffer containing glycerol or detergent, the running buffer must contain matching concentrations of those components. Alternatively, applying size-exclusion chromatography completely removes them before any SPR experiment. Care should be taken to match the DMSO concentrations between buffer and analyte samples closely. The DMSO solvent corrections are performed according to the manufacturer's instructions.
The method in step 3.1 describes the SPR assay for the binary VHL-MZ1 interaction. Method 3.2 describes the SPR assay for the VHL: MZ1: Brd4BD2 ternary complex where VHL is immobilized, and the analyte is either Brd4BD2 alone or the MZ1:Brd4BD2 complex. In this system, the interaction between Brd4BD2 and VHL is negligible. The ternary complex formation is highly cooperative (ɑ = 26). The off-rate for ternary complex formation is 0.014 s-1, which requires the use of single-cycle kinetics. Results from ITC also show a highly cooperative ternary complex formation (ɑ=15). SPR methods in steps 3.3, 3.4, and 3.5 describe assays for evaluating the formation of a complex between CRBN and PPM1D induced by the presence of a PROTAC molecule, BRD-5110. The PROTAC molecule has a weak affinity for CRBN (KD ~3 µM) and a strong affinity for PPM1D (KD = 1-2 nM). As a result, the weak binding to CRBN is not saturated and results in an observed "hook-effect". While it is possible to increase ligand solubility by increasing the DMSO concentration used in the experiment, it is important in those instances to carefully monitor protein stability which can be negatively impacted by high concentrations of DMSO. Additionally, DMSO has a high heat of dissolution which can obscure the heat of binding of ligands to protein. Care should be taken to match the DMSO concentrations of the solution in the syringe and the solution in the cell. The authors recommend dialysis of the two solutions against the same buffer preparation.
General recommendations and guidelines are provided based on the experiments performed and reported here. When the affinities of binary interactions between PROTAC molecules and their protein binding partners are strong (KD <1 µM), SPR provides reliable and reproducible affinities along with valuable information on the cooperativity of ternary complex formation. When the affinities of the binary interaction between one of the protein binding partners and the PROTAC molecule are weak (KD >1 µM), the assay setup will need to be modified. In those instances, the use of molecular simulations where the binding constants are fixed, and the concentrations of ligand and analyte are varied can be valuable in guiding assay design and interpreting experimental results. ITC assays provide important information on the stoichiometry of binding but require significantly more protein and compound reagents relative to SPR and BLI. Additionally, the solubility of the PROTAC molecule can be limiting for ITC experiments. BLI has higher throughput than ITC and requires less protein and compound reagents. However, due to sensitivity limitations, BLI can only be used to assess the ternary complex formation and not binary interactions between PROTAC molecules and their protein binding partners. It is recommended that SPR be used for routine testing of both binary and ternary PROTAC binding assays and BLI and ITC assays used for orthogonal validation of results from SPR.
The authors have nothing to disclose.
This work was supported by an Innovation and Technology Development award from the Center for the Development of Therapeutics at the Broad Institute of MIT and Harvard. The authors wish to thank the members of the senior leadership team and the review committee for their support of this work.
96-plate | Greiner | 655076 | flat-bottom, black plates used In BLI experiments |
96-well plate | Nunc | 73520-120 | Plate use for ITC sample preparation |
96-well plate | Greiner | 650101 | Plate used to prepare samples for SPR experiments |
Auto iTC200 micro-calorimeter | Malvern Panalytical | Instrument used to perform ITC experiments. Product discontinued. | |
Biacore S200 | Cytiva | 29136649 | Instrument used to perform SPR experiments |
MZ1 | ProbeChem | PC-60099 | PROTAC that binds to VHL and Brd4BD2 |
NTA sensor chip | Cytiva | BR100532 | SPR chip used to perform SPR experiments involving PPM1D |
Octet Red-384 | Sartorius | Instrument used to perform BLI experiments. Product discontinued. | |
Plate cover | Malvern | PQA0001 | Cover for Nunc 96-well plate (73520-120) |
Plate cover | Cytiva | 28975816 | Plate cover for Greiner plate (650101) |
Series S SA sensor chip | Cytiva | BR100531 | SPR chip used to perform SPR experiments involving MZ1:VHL:BRD4 |
Streptavidin (SA) Dip and Read Biosensors | Sartorius | 18-509 | Coated sensors used in BLI experiments |