This manuscript describes how to implement a psychophysiological interaction analysis to reveal task-dependent changes in functional connectivity between a selected seed region and voxels in other regions of the brain. Psychophysiological interaction analysis is a popular method to examine task effects on brain connectivity, distinct from traditional univariate activation effects.
In neuroimaging, functional magnetic resonance imaging (fMRI) measures the blood-oxygenation-level dependent (BOLD) signal in the brain. The degree of correlation of the BOLD signal in spatially independent regions of the brain defines the functional connectivity of those regions. During a cognitive fMRI task, a psychophysiological interaction (PPI) analysis can be used to examine changes in the functional connectivity during specific contexts defined by the cognitive task. An example of such a task is one that engages the memory system, asking participants to learn pairs of unrelated words (encoding) and recall the second word in a pair when presented with the first word (retrieval). In the present study, we used this type of associative memory task and a generalized PPI (gPPI) analysis to compare changes in hippocampal connectivity in older adults who are carriers of the Alzheimer’s disease (AD) genetic risk factor apolipoprotein-E epsilon-4 (APOEε4). Specifically, we show that the functional connectivity of subregions of the hippocampus changes during encoding and retrieval, the two active phases of the associative memory task. Context-dependent changes in functional connectivity of the hippocampus were significantly different in carriers of APOEε4 compared to non-carriers. PPI analyses make it possible to examine changes in functional connectivity, distinct from univariate main effects, and to compare these changes across groups. Thus, a PPI analysis may reveal complex task effects in specific cohorts that traditional univariate methods do not capture. PPI analyses cannot, however, determine directionality or causality between functionally connected regions. Nevertheless, PPI analyses provide powerful means for generating specific hypotheses regarding functional relationships, which can be tested using causal models. As the brain is increasingly described in terms of connectivity and networks, PPI is an important method for analyzing fMRI task data that is in line with the current conception of the human brain.
The term "connectome" was coined in 2005 marking a paradigm shift in neuroscience that continues to this day1. The brain is increasingly described in terms of functional networks, connectivity and interactions between and among regions on a large scale. Nevertheless, the delineation of regional functional specialization and associations between fMRI-measured activity and task demands are still valid and useful approaches. In light of the growing interest in connectomics, functional connectivity approaches to task fMRI analysis are growing in popularity. One approach to measuring functional connectivity changes dependent on task demands makes use of the concept of PPI. A PPI is the interaction of an active task phase or particular task demand ("psycho") with the functional connectivity ("physio") of a region of interest or "seed" in the brain. PPI differs from bivariate, correlation-based analysis of functional connectivity, which generally measures the degree of correlation between the activity in two regions without any constraints related to task demands.
The concept and framework of a PPI analysis was originally described by Friston and colleagues in 19972. The authors asserted that their approach was important because it would allow the investigation of connectivity to be more functionally specific and allow for inferences that activity in a distal seed could be modulating activity resulting from a task demand. In 2012, McLaren and colleagues added to this original framework and described a gPPI approach in which all task phases and their interactions are included in a single model3. This approach leads to results that are more sensitive and specific to the task phase and interaction being investigated. It is this updated gPPI approach that we employ in the present study (see step 6.2.2 in Protocol). The gPPI approach has now been cited in over 200 studies. For clarity, hereafter we use 'PPI' to describe common features of both the standard and generalized version. 'gPPI' will be used to discuss specific advances associated with the newer framework.
The overall goal of a PPI analysis is to understand how the demands of a cognitive task influence or modulate the functional connectivity of a seed region. A PPI analysis requires a strong a priori hypothesis. Activity in the seed region must be modulated by the task in order for the PPI approach to work effectively4. For example, in the present study, we based our seed selection on the strong evidence that hippocampal activity is modulated by the cognitive demands of a memory task. Using PPI, regions that are significantly more or less functionally connected to the hippocampus during specific task phases can be identified. In short, we ask the question, "in which regions is activity more correlated with the seed during context A as compared with baseline?" We can also ask the logical opposite (as it is important to understand the difference): "in which regions is activity less correlated with the seed during context A as compared to baseline?" When interpreting group differences in PPI effects, it is important to examine the data and whether positive or negative change in functional connectivity, or both, is driving group differences.
The PPI approach has been used to study dynamic task control hubs in healthy controls, how modulation of functional connectivity is related to cognitive performance in Alzheimer's disease (AD), intelligence in individuals with autism, motor network connectivity in individuals with Parkinson's disease, face processing in individuals with body dysmorphic disorder and anorexia, emotion regulation, memory, and many other specific questions related to connectivity5,6,7,8,9,10,11. In the present study, we compare changes in functional connectivity of subregions of the hippocampus during memory encoding and retrieval between a group of individuals at increased genetic risk for AD to a group without the risk factor12. The following describes the protocol that we used, applying the gPPI approach, to allow us to test if task-elicited changes in functional connectivity differ in association with the presence of APOEε4, a genetic risk factor for AD.
The present study was performed in compliance with the UCLA Institutional Review Board (IRB) protocols and approved by the UCLA Human Subjects Protection Committee. All participants gave written informed consent in order to enroll in this study.
1. Participant Selection
2. Genotyping
3. Functional and Structural Imaging Data Collection
4. fMRI BOLD Data Preprocessing
5. Hippocampal Seeds
Figure 1: Hippocampal Seeds. In native space, a single participant's anterior hippocampus seed is shown in yellow. The posterior hippocampus seed for the same participant is shown in pink. Seeds are defined in each participant's unique structural image and then registered to their functional scan. Seeds are never in a standardized space, which improves the accuracy of the hippocampal segmentation. This figure has been reprinted with permission12. Please click here to view a larger version of this figure.
6. PPI Model
Table 1: gPPI model set-up.
7. Group Comparisons
With two different active task phases (encoding and retrieval) and two seed regions (anterior and posterior hippocampus) there are four conditions to report results for each group. The within-group task activation maps (not shown here, see Harrison et al., 201612) show that the occipital lobe, auditory cortex, large regions of parietal lobe, frontal language areas, superior temporal gyrus, and caudate (more pronounced during retrieval) have significant BOLD signal increases during encoding and retrieval in both experimental groups. Within-group PPI analyses revealed that there are no significant increases in functional connectivity with either anterior or posterior hippocampal seeds for either APOEε4 carriers or non-carriers. Within-group PPI analyses revealed significant decreases in functional connectivity in APOEε4 carriers for both task conditions and hippocampal subregions (Figure 2). In APOEε4 non-carriers, significant decreases in functional connectivity were only observed with posterior hippocampus during encoding (Figure 2). The positive and negative PPI maps show a divergence between APOEε4 carriers and non-carriers in how hippocampal functional connectivity changes during a memory task. To determine if the divergence is statistically significant, it is necessary to directly compare the groups for each of the four results38.
For the sake of brevity, group comparison results showing APOE-mediated differences only for one region and task phase, anterior hippocampus during retrieval, are presented here (non-carriers > carriers, Figure 3). During retrieval, the divergence of anterior hippocampus connectivity changes observed within group (Figure 2) results in significant between group differences in bilateral supramarginal gyrus, right angular gyrus and right precuneus.
Figure 2: Hippocampal seeds task-dependent negative functional connectivity change maps. Coronal and axial views of group average task-dependent negative functional connectivity change of hippocampal subregions in APOEε4 non-carriers and carriers separately, within group. Task-dependent connectivity decreases with the anterior hippocampus seed are shown in the upper panels. The lower panels show task-dependent connectivity decreases with the posterior hippocampus. Maps were thresholded at z = 2.3, cluster corrected at p <0.05. Voxels meeting threshold in APOEε4 non-carriers (in red) and carriers (in green) are overlaid. This figure has been reprinted with permission12. Please click here to view a larger version of this figure.
Figure 3: Anterior hippocampal seed connectivity change differences between APOEε4 carriers and non-carriers during retrieval. During retrieval, significant differences between APOEε4 carriers and non-carriers were found in left supramarginal gyrus (dark blue), right supramarginal/angular junction (orange) as well as right precuneus (purple). The results from this two-sample t-test were thresholded to reveal clusters significant at alpha <0.05 with a voxelwise threshold of p <0.005. The peak coordinate for each cluster is reported in MNI space, in x, y, z planes (mm). For illustration of the direction and magnitude of the difference between groups, contrasts of parameter estimates from each cluster are plotted by group. The red horizontal lines indicate zero and highlight that carriers have decreased (negative) functional connectivity to anterior hippocampus in these regions during retrieval. The band within the boxes represents the median while the upper and lower edges of the boxes represent the first and third quartiles, respectively. The whiskers extend up to 1.5 times the interquartile range. Data points outside this range are plotted as outliers. This figure has been reprinted with permission12. Please click here to view a larger version of this figure.
Early task-based fMRI studies were designed to uncover statistical relationships between particular cognitive processes or demands and changes in the BOLD signal relative to a baseline measurement. This traditional approach is useful for identifying specific regions in the brain where activity is modulated by an experimental task. In contrast, a PPI analysis is chiefly concerned with the modulation of functional connectivity, or synchrony of activity, that results from a task-induced cognitive process. PPI measures context dependent functional connectivity between a defined region of interest (seed) and other regions of the brain, not just activity increases and decreases in localized areas. The selection of the seed region must be hypothesis-driven as PPI analyses will perform optimally when activity in the seed region is modulated, in a univariate framework, by the task-induced cognitive context. Then, the PPI framework can be used to explore how seed region activity becomes more or less synchronized with other regions in response to specific task contexts, such as memory encoding or retrieval. Differences between groups, therefore, are limited to the functional connectivity changes between the seed and other regions that are modulated by a particular task phase.
A thorough understanding of the GLM is essential for implementing a PPI analysis. A complete, group comparison PPI study has three levels of linear modeling: the first level (preprocessing, task, and motion modeling), the mid-level PPI model (add seed timecourse and task interaction EVs) and the higher level group comparison model (group contrasts of parameter estimates). At each step, an output image is used as the input for the following step. The gPPI approach proposed in 2012 and employed in the present study utilizes features of the GLM to ensure that contrasts are specific to interactions with the task phase of interest3. In the classic PPI, one models two conditions and an assumption is made that the two conditions are on the opposite side of baseline (if there is a baseline condition). gPPI allows one to accurately model all conditions and does not make any assumptions about how the conditions relate to the baseline condition. Another critical component of any PPI analysis is the appropriate selection of a seed region. Seed regions can be chosen based on prior evidence in the literature, such as in the present study in which the hippocampus was used as the seed region for a memory task. Another method of seed selection is to choose a region where activity significantly increases during a particular task phase. With this method, the seed region is defined not anatomically but using a group of suprathreshold voxels in univariate activation maps. With this approach to seed selection, PPI analyses avoid circularity because the main effect of the task is accounted for and the PPI only reveals effects that are distinct from (over and above) the main effect of the task.
Since PPI was first proposed, the concept of functionally connected, spatially distant brain regions has become broadly accepted. Through the use of resting state fMRI, it has been shown that the brain has intrinsic networks, or sets of regions that are functionally connected at rest. Thus, resting state fMRI studies often investigate functional connectivity, the same term used in PPI studies. The interpretation of functional connectivity, however, differs in resting state fMRI and PPI studies. PPI findings are, by definition, explanatory effects of an interaction between task and seed region that cannot be explained by the task design, the seed timecourse or any other confounding variable4. In resting state fMRI, differences in network activity might be caused by changes in connectivity between specific regions or by overall changes in network activity. Thus, if the goal of a study is to compare changes in functional connectivity between two groups, a PPI approach is better. In contrast, if the goal of a study is to describe differences in intrinsic connectivity between two groups, resting state fMRI analyses are better.
One major limitation of the original PPI framework is the lack of statistical power inherent in the approach4. Because the PPI term (EV) is created using two EVs also included in the model, it is likely to be correlated to both. In a GLM, the variance that can be explained by more than one predictor or EV is not assigned to a single EV. Thus, the PPI term only has power to detect effects that cannot be explained by the task or the seed timecourse, which are both correlated to the PPI term. Because of this, it is likely that false negatives occur in PPI analyses. gPPI, however, has been shown to minimize the number of false negatives and is more sensitive to small effect size findings3,39.
PPI can uncover task-dependent changes in functional connectivity between two regions, but it cannot determine whether activity in one region causes a change in activity in the other. In other words, a PPI analysis cannot be used to explore causality in functional connectivity changes. Other methods, such as dynamic causal modeling, are better suited for analyses of causality in functional data40. PPI analyses can inform the design of experiments using these techniques. In sum, PPI is a useful approach for examining task-specific changes in functional connectivity of a relevant seed region and comparing these changes between groups. Results from PPI studies can lead to a better understanding of the dynamic nature of functional connectivity in health, disease and risk for disease.
The authors have nothing to disclose.
This work was supported by the National Institute of Aging (grant number R01AG013308 to SYB, F31AG047041 to TMH). The authors used computational and storage services associated with the Hoffman2 Shared Cluster provided by UCLA Institute for Digital Research and Education’s Research Technology Group.
3T manetic resonance imaging scanner | Siemens Medical Solutions | MAGNETOM Trio, A Tim System | 3T MRI Scanner |
FSL (FMRIB Software Library) | Oxford University | Version 6.0 | Functional Imaging Processing Software |
AFNI (Analysis of Functional Neuroimaging) | National Institute of Mental Health, National Institutes of Health | Any version after May 2015 | Functional Imaging Processing Software |
SPM8 (Statistical Parametric Mapping) | University College of London | SPM8 | Functional Imaging Processing Software |
Matlab Software | The Mathworks, Inc | Version R2012a | Computing Software |
SDS Software | Applied Biosystems, Inc | 7900HT Fast Real-Time PCR System | Real Time PCR |
Taqman Assays | ThermoFisher Scientific | Specific to SNP | SNP Genotyping |