Here, we present a method to investigate diurnal rhythms in performance following accurate categorization of participants into circadian phenotype groups based on the Munich ChronoType Questionnaire, gold standard circadian phase biomarkers and actigraphic measures.
In our continuously developing 'around the clock' society, there is a need to increase our understanding of how changes in biology, physiology and psychology influence our health and performance. Embedded within this challenge, is the increasing need to account for individual differences in sleep and circadian rhythms, as well as to explore the impact of time of day on performance in the real world. There are a number of ways to measure sleep and circadian rhythms from subjective questionnaire-based methods to objective sleep/wake monitoring, actigraphy and analysis of biological samples. This paper proposes a protocol that combines multiple techniques to categorize individuals into Early, Intermediate or Late circadian phenotype groups (ECPs/ICPs/LCPs) and recommends how to conduct diurnal performance testing in the field. Representative results show large differences in rest-activity patterns derived from actigraphy, circadian phase (dim light melatonin onset and peak time of cortisol awakening response) between circadian phenotypes. In addition, significant differences in diurnal performance rhythms between ECPs and LCPs emphasizes the need to account for circadian phenotype. In summary, despite the difficulties in controlling influencing factors, this protocol allows a real-world assessment of the impact of circadian phenotype on performance. This paper presents a simple method to assess circadian phenotype in the field and supports the need to consider time of day when designing performance studies.
At the behavioral level, assessing individual rest/activity patterns can be done using subjective questionnaire-based methods or objective monitoring through wrist actigraphy. Actigraphic data have been validated against polysomnography (PSG) for various sleep parameters including: total sleep time, sleep efficiency and wake after sleep onset1. Although PSG is known as the gold standard for measuring sleep, it is challenging to use for prolonged periods outside of the sleep laboratory2. Therefore, actigraphs are intended to provide a simple, more cost-effective alternative to PSG and allow monitoring of 24 h rest/activity pattern. Subjective self-report measures can define one's 'chronotype' using the Munich ChronoType Questionnaire (MCTQ)3, or diurnal preference using the Morningness-Eveningness Questionnaire (MEQ)4. The groups at either end of this spectrum can be referred to as Early circadian phenotypes (ECPs) and Late circadian phenotypes (LCPs) with those in between as Intermediate circadian phenotypes (ICPs).
Although ECPs and LCPs are clearly distinguishable through their behavior (i.e., sleep/wake patterns), these individual differences are also partly driven by variations in physiology5 and genetic predisposition6,7. Physiological biomarkers are often used to determine the circadian phase/timing of an individual. Two of the main hormones indicative of circadian timing are melatonin, which rises in the evening to reach a peak in the middle of the night, and cortisol, which peaks in the morning8. Using these circadian phase markers, individual differences in sleep-wake patterns are able to be identified. For example, dim light melatonin onset (DLMO)9,10 and the time of cortisol awakening response11,12 peak earlier in ECPs, which is mirrored by the circadian rhythm of core body temperature13. Saliva allows easy, safe and noninvasive collection from which these hormones can be analyzed by radioimmunoassay (RIA) or enzyme-linked immunosorbent assay (ELISA) without the need to extract any cellular material. RIA and ELISA are sensitive and specific assays that detect concentrations of antigens in biological samples (e.g., blood, plasma or saliva), through antigen-antibody reactions involving radiolabeled isotopes (e.g., iodine (125I) or enzyme-linked antibodies14).
Strictly controlled laboratory protocols such as constant routine (CR) and forced desynchrony (FD) are the gold standard in the field of chronobiology to study endogenous circadian rhythms15. However, there is an increasing need to study individuals in their home environment outside of artificial laboratory settings to gather contextual data and increase the external validity of results. Hence, we require better ways to categorize, measure and assess individual differences in the field. In addition, diurnal variations in various measures of physical (aerobic capacity, muscle strength) and cognitive (reaction time, sustained attention, executive function) performance have been uncovered with ECPs performing better earlier in the day and LCPs in the evening16,17. This emphasizes that time of day and circadian phenotype should be factors that are considered when carrying out performance testing in research studies.
The number of different measures and protocols used in laboratory studies allow highly controlled conditions to be implemented. Field studies tend to be more challenging due to the number of influencing factors. Therefore, using a more holistic approach by combining multiple techniques may provide more accuracy when monitoring an individual's behavior, psychology and performance in their home environment18. Here, we discuss a method that can easily be implemented in the field to identify individual differences in circadian phenotypes using the MCTQ, actigraphy and physiological biomarkers. We hypothesize that these variables will differ significantly between circadian phenotype groups and will be significantly correlated with chronotype (= corrected mid-sleep on free days (MSFsc) gathered from the MCTQ). Furthermore, we suggest ways to measure diurnal performance, highlighting the need to analyze data separately for each circadian phenotype group. We hypothesize that differences in diurnal performance rhythms will be obscured if data are only analyzed at the whole population level.
All methods described here have been approved by the University of Birmingham Research Ethics Committee.
1. Participant screening and experimental design
2. Actigraphy and sleep diaries
3. Physiological sampling
4. Radioimmunoassay
5. Diurnal performance testing
NOTE: The measures that were used in this protocol are the Psychomotor Vigilance Task (PVT)21, and the Karolinska Sleepiness Scale (KSS)22. However, other tests could be used keeping the same design depending on the aim of the study (e.g., if the study was investigating the impact of circadian phenotype on working memory, a memory task would be required).
6. Analysis
These results in ECPs and LCPs have previously been published by Facer-Childs, Campos, et al.23. All permissions have been obtained from the publisher. For studies requiring an investigation of all three groups (Early, Intermediate and Late), the same methods and cut offs can be used.
Circadian Phenotyping (Table 1, Table 2 and Figure 1)
The first hypothesis presented in this paper is that the groups would differ significantly in sleep and circadian variables. From the participants (n = 22) that took part in this study, those that were categorized as ECPs had a score between 0-1 and all LCPs between 8-10 (cuts off given in Table 1). To confirm these results, group averages were compared for each variable. MSFsc was 02:24 ± 00:10 h for ECPs compared to 06:52 ± 00:17 h in LCPs (t(36) = 12.2, p < 0.0001). Physiological markers also differed significantly between the two groups. DLMO occurred at 20:27 ± 00:16 h in ECPs and at 23:55 ± 00:26 h in LCPS (t(30) = 6.8, p < 0.0001). Peak time of the cortisol awakening response occurred at 07:04 ± 00:16 h in ECPs and 11:13 ± 00:23 h in LCPs (t(36) = 8.0, p < 0.0001). The same relationships were observed with actigraphic variables for sleep onset and wake up timings with average sleep onset occurring at 22:57 ± 00:10 h in ECPs and 02:27 ± 00:19 h in LCPs (t(34) = 8.9, p < 0.0001) and wake up time occurring at 06:33 ± 0.10 h in ECPs and 10:13 ± 00:18 h in LCPs (t(34) = 9.9, p < 0.0001). Other sleep variables including duration, efficiency and latency did not differ significantly between the groups (Table 2).
The second hypothesis is that MSFsc gathered from the MCTQ would be significantly correlated with the gold standard actigraphic and circadian phase biomarkers. Figure 1 shows that MSFsc was significantly correlated with DLMO (R2 = 0.65, p < 0.0001), peak time of cortisol awakening response (R2 = 0.75, p < 0.0001), sleep onset (R2 = 0.80, p < 0.0001) and wake up time (R2 = 0.86, p < 0.0001).
These representative results show that the different circadian phenotype groups have clear differences in sleep onset/offset (i.e., wake up time), as well as in physiological variables (DLMO and peak time of morning cortisol).
Diurnal Testing (Figure 2)
It was hypothesized that by testing multiple times over the course of the day, diurnal rhythms in subjective sleepiness and performance would be able to be identified in each group (ECPs/LCPs). In addition, it was hypothesized that if circadian phenotypes were not considered and data were analyzed at a whole group level only, then diurnal variations would be misrepresented.
Significant diurnal variations were found at the whole group level for the PVT and KSS. PVT performance at the 08:00 h testing session was significantly slower than the 14:00 h test (p = 0.027), as was subjective sleepiness (p = 0.024). Significantly slower PVT performance was also found between 08:00 h and 20:00 h (p = 0.041).
When each group was analyzed separately, significant diurnal variations in PVT performance were found in LCPs but not in ECPs. LCPs were significantly worse at 08:00 h compared to 14:00 h (p = 0.0079) and better at 20:00 h compared to 08:00 h (p = 0.0006). Subjective sleepiness showed significant diurnal variations within each group. ECPs reported higher sleepiness at 20:00 h compared to 08:00 h (p = 0.0054). The opposite was observed in LCPs who reported highest sleepiness at 08:00 h and lowest at 20:00 h. Sleepiness at 08:00 h was significantly higher than 14:00 h and 20:00 h in LCPs (both p < 0.0001).
Figure 1: Linear regression analysis to show relationships between sleep/wake variables using actigraphy and physiological biomarkers. Corrected mid-sleep on free days (MSFsc) is displayed as time of day (h) on the x axis. Early circadian phenotypes (ECPs) are shown in the blue box, Late circadian phenotypes (LCPs) in the red box. (a) Peak time of cortisol awakening response (h), (b) Wake up time (h), (c) Dim light melatonin onset (DLMO) (h), (d) Sleep onset time (h). R2 value is shown in the bottom right corner with significance level displayed at **** = p < 0.0001. This figure has been modified, with permission, from Facer-Childs, et al.23. Please click here to view a larger version of this figure.
Figure 2: Diurnal variations curves in Karolinska Sleepiness Scale and Psychomotor Vigilance Task (PVT) performance. Time of day (h) is shown on the x axis. Whole group results are shown in the first column, Early circadian phenotypes (ECPs) in the second column and Late circadian phenotypes (LCPs) in the third column. (a) Subjective sleepiness (KSS) score, (b) Reaction time from PVT (s). Second order polynomial non-linear regression curves have been fitted. Significance level is shown as ns (not significant), * (p < 0.05), ** (p < 0.01), *** (p < 0.001) and **** (p < 0.0001). This figure has been modified, with permission, from Facer-Childs, et al.23. Please click here to view a larger version of this figure.
Variable measured | ECP Category | ICP Category | LCP Category |
Actigraphic wake up time | < 07:30 h | 07:31 – 08:29 h | > 08:30 h |
Peak time of morning cortisol | < 08:00 | 08:01 – 08:59 h | > 09:00 h |
Dim light melatonin onset (DLMO) | < 21:30 h | 21:31 – 22:29 h | > 22.30 h |
Actigraphic sleep onset | < 23:30 h | 23:31 – 00:29 h | > 00:30 h |
Corrected mid-sleep on free days (MSFsc) | < 04:00 h | 04:01 – 04:59 h | > 05:00 h |
Score per variable | 0 | 1 | 2 |
TOTAL SCORE | 0 – 3 | 4 – 6 | 7 – 10 |
Subcategories | 0 = extreme ECP 1 = definite ECP 2 = moderate ECP 3 = mild ECP |
4 = early ICP 5 = ICP 6 = late ICP |
7 = mild LCP 8 = moderate LCP 9 = definite LCP 10 = extreme LCP |
Table 1: Categorization cut offs for circadian phenotyping into Early (ECP), Intermediate (ICP) and Late (LCP) groups. Each variable is allocated a score per participant depending on their result and total scores (0-10) allow categorization into each group and each sub-category.
Variable Measured | ECPs | LCPs | Significance |
Sample Size | N = 16 | N = 22 | n/a |
Number of Males/Females | M = 7 | M = 7 | p = 0.51c |
F = 9 | F = 15 | ||
Age (years) | 24.69 ± 4.60 | 21.32 ± 3.27 years | p = 0.028a |
Height (cm) | 171.30 ± 1.97 | 171.10 ± 2.38 | p = 0.97a |
Weight (kg) | 66.44 ± 2.78 | 67.05 ± 2.10 | p = 0.88a |
MSFsc (hh:mm) | 02:24 ± 00:10 | 06:52 ± 00:17 | p < 0.0001a |
Sleep Onset (hh:mm) | 22:57 ± 00:10 | 02:27 ± 00:19 | p < 0.0001a |
Wake Up Time (hh:mm) | 06:33 ± 0.10 | 10:13 ± 00:18 | p < 0.0001a |
Sleep Duration (h) | 7.59 ± 0.18 | 7.70 ± 0.14 | p = 0.72a |
Sleep Efficiency (%) | 79.29 ± 1.96 | 77.23 ± 1.14 | p = 0.46a |
Sleep Onset Latency (hh:mm) | 00:25 ± 00:06 | 00:25 ± 00:03 | p = 0.30b |
Phase Angle (hh:mm) | 02:28 ± 00:16 | 02:34 ± 00:18 | p = 0.84a |
Dim Light Melatonin Onset (hh:mm) | 20:27 ± 00:16 | 23:55 ± 00:26 | p < 0.0001a |
Cortisol Peak Time (hh:mm) | 07:04 ± 00:16 | 11:13 ± 00:23 | p < 0.0001a |
Table 2: Study variables for circadian phenotype groups; Early (ECPs) and Late (LCPs). Values are shown as mean ± SEM apart from age which is shown as mean ± SD. Corrected mid-sleep on free days (MSFsc) is calculated from the MCTQ. Type of statistical tests used are shown in superscript; parametric testsa, non-parametric testsb and Fisher's exact testc. Phase angle is determined by the difference (h) between dim light melatonin onset (DLMO) and sleep onset. All p values are FDR corrected24. This Table has been modified, with permission, from Facer-Childs, et al.23.
Due to the complex interaction of circadian- and sleep-dependent influences on behavior, exploring the relative contributions of each is challenging. Laboratory based protocols are largely unrealistic and expensive, thus hold poorer external validity when relating results to everyday functioning25. Therefore, there is increasing need to study individuals in their home environment to promote generalizability to real-world contexts. Although field studies do not allow for the control of exogenous influences, an integrated approach may help to shed light on how both biological and environmental factors affect health, physiology and performance23,26,27. This protocol was designed specifically to be able to monitor individuals in their home environment whilst following their habitual routines. These saliva sampling protocols have been successfully undertaken in challenging settings such as the Amazon28 and the Antarctic29 supporting the ease of conducting this protocol.
Questionnaires are a useful tool in sleep and circadian studies as they allow a quick and simple way to gather a wide range of information. However, discrepancies between subjective and objective measures can create difficulties when attempting to study individual differences. Therefore, being able to collect multiple subjective and objective measures can strengthen the categorization of circadian phenotype groups. This combination of methods – MCTQ, actigraphy, physiological sampling and performance testing – has highlighted how results can be misinterpreted if individual differences in circadian phenotypes are not considered. Measuring all of these variables provides the most reliable categorization of circadian phenotype groups, however, there is potential for developing the method further to allow fewer requirements. For example, although the reliability remains to be investigated, to reduce the cost, researchers could remove the cortisol sampling step or use a different questionnaire. It would be worth noting, however, that since DLMO is a current gold standard marker for circadian timing and actigraphy is a standard method for monitoring rest/activity patterns, this would be essential variables to include in assessments.
Scheduling performance tests based on clock times instead of basing timings relative to the individual (internal biological time) increases the feasibility and allows the protocol to be applied in real world settings. A limitation of this design, however, is the inability to determine the influence of the circadian system vs. homeostatic influences. This becomes a challenge as there is no way of confirming specific mechanisms contributing to the results. However, since the purpose of this protocol is to investigate these groups in a real-world scenario, reducing the sleep dependent mechanisms would minimize the external validity of the results. It could be argued, therefore, that using an integrated method is more applicable and more feasible for field studies.
Direct measures of performance are highly relevant to society, but it seems that without taking into consideration the multiple influencing factors, especially the need to group individuals according to their circadian phenotype and sleep pressure, studies could be missing key results.
As discussed, the PVT and KSS have been widely used in many fields of research. The simplicity of the PVT and flexibility in task duration makes it an attractive test to use in circadian and sleep restriction studies requiring multiple testing times, and has been shown to be a sensitive marker of sleep deprivation30,31. Although test accuracy and overall reaction times increase with task duration, the 2 min, 5 min and 10 min PVT tasks all show similar time of day relationships32.
Our protocol design could be implemented using a range of different performance tasks and at more frequent time points if required. Previous studies have shown time of day effects in both physical and cognitive performance metrics such as aerobic capacity15 and executive function25. Implementing this protocol and accounting for individual differences will increase understanding of how to study the mechanisms contributing to performance, especially in more niche settings such as elite sports. In summary, this protocol allows a real-world assessment of circadian phenotype and provides an insight into how to measure the impact of time of day on performance.
The authors have nothing to disclose.
This work was supported by funding from the Biotechnology and Biological Sciences Research Council (BBSRC, BB/J014532/1) and the Engineering and Physical Sciences Research Council (EPSRC, EP/J002909/1). E.R.F.C was supported by a Wellcome Trust Institutional Strategic Support Fund (ISSF) Scheme accelerator fellowship (Wellcome 204846/Z/16/Z) and an Australian Government, Department of Industry, Innovation and Science grant (ICG000899/19/0602). Our sincere thanks are to all participants and Stockgrand Ltd for assay reagents.
Actiwatch Light | Cambridge Neurotech Ltd | Various different validated actigraph devices can be used depending on what is required | |
Sleep Analysis 7 Software | Cambridge Neurotech Ltd | Various different validated software can be used depending on what is required | |
7 ml plastic bijous | Various different tubes or salivettes can be used depending on what is required | ||
DQ67OW, Intel Core i7-2600 processor, 4GB RAM, 32-bit Windows 7 | Various different devices can be used depending on what is required |