Ammonia fiber expansion (AFEX) is a thermochemical pretreatment technology that can convert lignocellulosic biomass (e.g., corn stover, rice straw, and sugarcane bagasse) into a highly digestible feedstock for both biofuels and animal feed applications. Here, we describe a laboratory-scale method for conducting AFEX pretreatment on lignocellulosic biomass.
Lignocellulosic materials are plant-derived feedstocks, such as crop residues (e.g., corn stover, rice straw, and sugar cane bagasse) and purpose-grown energy crops (e.g., miscanthus, and switchgrass) that are available in large quantities to produce biofuels, biochemicals, and animal feed. Plant polysaccharides (i.e., cellulose, hemicellulose, and pectin) embedded within cell walls are highly recalcitrant towards conversion into useful products. Ammonia fiber expansion (AFEX) is a thermochemical pretreatment that increases accessibility of polysaccharides to enzymes for hydrolysis into fermentable sugars. These released sugars can be converted into fuels and chemicals in a biorefinery. Here, we describe a laboratory-scale batch AFEX process to produce pretreated biomass on the gram-scale without any ammonia recycling. The laboratory-scale process can be used to identify optimal pretreatment conditions (e.g., ammonia loading, water loading, biomass loading, temperature, pressure, residence time, etc.) and generates sufficient quantities of pretreated samples for detailed physicochemical characterization and enzymatic/microbial analysis. The yield of fermentable sugars from enzymatic hydrolysis of corn stover pretreated using the laboratory-scale AFEX process is comparable to pilot-scale AFEX process under similar pretreatment conditions. This paper is intended to provide a detailed standard operating procedure for the safe and consistent operation of laboratory-scale reactors for performing AFEX pretreatment of lignocellulosic biomass.
Ammonia fiber expansion (AFEX) is a thermochemical pretreatment that uses volatile ammonia as the main reactant for cellulosic biomass pretreatment. This process was originally invented by Bruce Dale to cost-effectively reduce the recalcitrance of lignocellulosic biomass and enhance biologically-catalyzed pretreated biomass deconstruction into fermentable sugars1,2. Unlike most other aqueous-based thermochemical pretreatments3, AFEX is a dry-to-dry process that causes no significant change in biomass composition and requires no washing step with its associated waste generation and expense. Recovery of excess volatile ammonia has been demonstrated at the pilot scale, resulting in reduced waste generation and processing costs. The pilot-scale packed bed AFEX reactor system developed by MBI (Figure 1) recovers residual ammonia using steam stripping and transfers the hot, concentrated ammonia to a new packed bed4,5. Following AFEX pretreatment, the minor amounts of nitrogen incorporated into the biomass are usable as non-protein nitrogen by ruminant animals and microorganisms. Additionally, by altering the biomass ultrastructure through various physicochemical mechanisms6,7,8, AFEX increases accessibility of the biomass to carbohydrate-active enzymes (CAZymes) and increases the rates of polysaccharides hydrolysis by several-fold8,9, which also increases its digestibility by ruminant animals via their cellulolytic microbiome4,10,11,12. Farmers have long employed a simpler version of this method to increase the digestibility of ruminant forages by incubating the biomass for days or weeks under plastic tarps in the presence of low anhydrous ammonia loadings (<4% w/w basis of dry biomass) and ambient pressures and temperatures10,11.
Anhydrous ammonia was first investigated for its potential to delignify wood in the 1950s and as a pulping chemical in the early 1970s13,14,15,16,17,18. In the early 1980s, pressurized, high-temperature, concentrated ammonia (>30% NH4OH) under sub-critical conditions was first used in the Dale laboratory to enhance the enzymatic digestibility and microbial fermentability of lignocellulosic biomass19. This process underwent several name changes over the years, starting as ammonia freeze explosion, and then ammonia fiber explosion, and finally, ammonia fiber expansion, or simply AFEX. Around this same time (mid-late 1980s), DuPont (now Dow-DuPont) also explored using supercritical and near-critical anhydrous ammonia based pretreatment processes to increase digestibility of biomass20,21,22. In recent decades, there has been increased emphasis on using dilute aqueous ammonia solutions as a pretreatment reagent including ammonia recycle/percolation23 (ARP), soaking in aqueous ammonia (SAA), or the Dow-DuPont process without ammonia recycle24. A few additional methods have looked at use of anhydrous ammonia (low-moisture anhydrous ammonia (LMAA), and low-liquid ammonia pretreatment25 (LAA). In the last few years, two new advanced organosolv-type pretreatment technologies utilizing liquid anhydrous ammonia26,27 and ammonia-salt based solutions28 at high liquid to solid loadings were recently developed that enable selective lignin fractionation and high efficiency enzymatic hydrolysis of pretreated cellulosic biomass at ultra-low enzyme loadings. A recent review article has highlighted the similarities and distinct differences between various forms of ammonia-based pretreatments29. However, until recently4, there were no pilot-scale demonstrations of ammonia-based pretreatment processes (like AFEX) that were efficiently coupled with closed-loop chemical recycle of concentrated ammonia used in the process.
In this paper, we describe in detail the most commonly used AFEX protocol for pretreating cellulosic biomass at the lab scale to produce gram scales of pretreated biomass (e.g., 1 to several 100 g). Typically, biomass is mixed with water (0.1–2.0 g H2O/g dry biomass) and loaded into a custom-built stainless-steel tubular or Parr type reactors. Anhydrous ammonia is then added (0.3–2.0 g NH3/g dry biomass) to the reactor and the mixture is heated to the desired reaction temperature (60–180 °C). Earlier publications on the AFEX process from the 1980s-1990s started the pretreatment residence time (e.g., 5-60 min) immediately after the temperature ramp. However, as the reactions occur as soon as the ammonia is added to the reactor, the current AFEX procedure is to start monitoring the residence time immediately after ammonia addition to the reactor. For temperatures of 90 °C or greater, it is often necessary to preheat the biomass before loading the ammonia in order to keep the initial temperature ramping to a minimum time period (i.e., <5 min). At the completion of the residence time, a valve is opened to rapidly release the pressure, and gas-phase contents into a suitable chemical fume hood. The rapid conversion of ammonia from liquid to gas phase also causes the reactor to cool down. Small reactors (<100 mL reactor volume) can often be unloaded in the fume hood immediately, while larger reactors (>100 mL reactor volume) may need additional time to cool. For user safety, at the larger scale (>100 g ammonia per reactor run), purging with nitrogen is recommended to remove as much residual ammonia as possible from the vessel and assist in cooling the reactor contents before unloading. Typically, no attempt is made at the lab-scale to recycle and/or recover the ammonia. One of the key design challenges for scaling-up the AFEX pretreatment process has been the recycling of ammonia with minimal capital and operating costs. Also, adding liquid ammonia to biomass generally drives partial flashing of the liquid that cools the biomass, requiring heating of the biomass-ammonia mixture before AFEX treatment can begin. Rather than adding ammonia as liquid, adding ammonia vapor to biomass offers two advantages: First, the high porosity of bulk biomass allows ammonia vapor to be transported rapidly, resulting in even ammonia distribution throughout the biomass. Second, ammonia vapor readily and exothermically dissolves into the water entrained in moist biomass, resulting in heat generation that rapidly and evenly heats the biomass. To exploit these advantages, both the MSU Dale lab and MBI have developed AFEX treatment methods using ammonia vapor. The Dale lab has developed the Gaseous Ammonia Pretreatment (GAP) process30, and MBI has developed the packed bed AFEX reactor process (Figure 1)4, which has been demonstrated at the pilot scale. The packed bed AFEX reactor system is capable of semi-batch mode operation with complete recycling of ammonia using a steam stripping method4,5. This novel MBI pilot-scale process exploits the chemical and physical characteristics of ammonia to efficiently pretreat biomass while efficiently recycling the ammonia.
Here, we present a detailed outline for conducting AFEX pretreatment of corn stover at the lab-scale using custom-built 200 mL volume tubular reactors (Figure 2). The AFEX pretreated samples were digested to fermentable sugars using commercially available cellulolytic enzyme cocktails to demonstrate the efficacy of the pretreatment processes. The enzymatic hydrolysis results for the lab-scale AFEX reactor were compared to larger pilot-scale AFEX reactor generated samples. Our goal is to provide a standard operating procedure for the safe and consistent operation of lab-scale pressurized reactors for performing AFEX pretreatment on cellulosic biomass like corn stover. Additional supporting information regarding variations to this lab-scale AFEX pretreatment process (e.g., pilot-scale packed bed AFEX process) are further highlighted in the accompanying supplemental pdf file. A detailed report on the packed bed AFEX process operational steps will be highlighted in a separate publication and is available upon request from MBI-MSU.
1. Adjusting biomass moisture content
2. Load and assemble the reactor
3. Set up the reactor system and fill the ammonia transfer cylinder
4. Preheat the reactor (for reaction temperatures of >100 °C)
5. Load the reactor with ammonia
6. Begin heating and monitor the reaction
7. Shut down the system
Following AFEX pretreatment, the biomass is darker in color, but otherwise visually unchanged (Figure 3). AFEX process generates a highly digestible material at a variety of scales besides the one outlined in this protocol. Here, we pretreated the same corn stover sample in our small 200 mL, packed-bed, bench-scale system; a larger 5 gallon, stirred Parr reactor; and MBI’s pilot reactor. The conditions used for the two smaller reactors (i.e., 200 mL and 5 gallon scale) were 1.0 g NH3:g dry biomass, 0.6 g H2O:g dry biomass, for 30 min at 100 ± 5 °C. Pilot-scale AFEX4 was carried out on the same material at 0.6 g NH3:g dry biomass, 0.6 g H2O:g dry biomass, for 30 min at 100 ± 5 °C. Details regarding the protocols used for conducting AFEX pretreatment at larger scales are provided in the supporting information (see Supplemental File 1). The following ‘Quality Control Criteria’ have been established based on target temperature for AFEX pretreatment. If after reaching the set point, the reactor temperature goes outside ± 10 °C from the set point, the experiment must be aborted. If the target temperature (within 5 °C) is not reached within 5 min after ammonia pumping, abort the experiment. In addition, pretreatment efficacy for the AFEX process can be tested using cellulolytic enzyme cocktails to hydrolyze the accessible polysaccharides into fermentable sugars. Samples were enzymatically hydrolyzed for 72 hours at 6% glucan loading, pH 5.0, 50 °C, and 250 rpm in a shaking incubator. A commercial cocktail of enzymes consisting of 60% cellulase (CTec3):40% hemicellulase (HTec3 or NS22246) on a fixed total protein loading basis loaded at 15 mg enzyme/g glucan was employed for all saccharification assays. The results (Figure 4) demonstrate that AFEX pretreatment significantly increases the yield of fermentable sugars in all cases. Furthermore, the cellulose/xylan hydrolysis yields for biomass pretreated using the lab-scale AFEX process is comparable to the larger 5-gallon Parr reactor and MBI’s pilot-scale packed bed AFEX process.
Figure 1. Schematic outline of steps involved in the pilot scale operation of MBI’s AFEX reactor for pretreating lignocellulosic biomass fully-integrated with efficient ammonia recycle. Please click here to view a larger version of this figure.
Figure 2. Schematics of lab-scale of A) ammonia delivery system and B) small 200 mL AFEX pretreatment reactor utilized to perform AFEX process outlined in the video protocol. Please click here to view a larger version of this figure.
Figure 3. AFEX pretreated biomass has a very similar gross morphology compared to untreated biomass, apart from being slightly darker in color. Please click here to view a larger version of this figure.
Figure 4. Glucose and xylose yields obtained after 72 h enzymatic hydrolysis of 6% glucan loading AFEX treated corn stover is shown here. All saccharification assays were carried out in duplicate with mean values (m) reported here. Standard deviations (1s) are reported here as error bars. Please click here to view a larger version of this figure.
Supplemental File 1: Additional protocols Please click here to download this file.
Supplemental Table 1: Ammonia delivery system and strut frame Please click here to download this file.
The AFEX protocol describes how to process plant materials in the presence of anhydrous ammonia and water at elevated temperatures to increase the digestibility of the pretreatment material by cellulolytic enzymes and/or microbes. AFEX is highly effective on graminoid monocot species (e.g., corn stover, switchgrass, miscanthus, rice straw, wheat straw, and sugarcane bagasse) due to the efficiency of the process to cleave ester linkages that are naturally abundant in these materials31. AFEX is much less effective on biomass derived from dicots and gymnosperms (hardwoods, softwoods, and native forbs)32,33 due to the smaller proportion of lignin-carbohydrate based ester linkages. However, when these linkages are introduced into woody cell walls using plant biotechnology, the AFEX pretreatment process becomes much more effective34.
Cleavage of ester linkages allows certain biomass components to be removed from the material, but redeposited as extractives on the outer cell wall surfaces, resulting in the formation of nanoscale holes that facilitate penetration and action of the cellulolytic enzymes6. AFEX pretreated corn stover showed a roughly 3-fold increase in glucose and xylose release rate following enzymatic hydrolysis under high solids conditions compared to the untreated material. Ammonia pretreatments also produce fewer and far less inhibitory degradation products compared to dilute acid pretreatment35. A previous comparison of AFEX and dilute acid-treated corn stover showed that dilute acid pretreatment produces 316% more acids, 142% more aromatics, and 3,555% more furan aldehydes than AFEX36, all of which can be inhibitory for microorganisms35,37. As AFEX is a dry-to-dry process, there is also no loss of sugars as a dilute liquid stream that cannot economically be utilized during enzymatic hydrolysis. However, this does lead to complications as enzymes with both cellulose-degrading and hemicellulose-degrading capability are required to fully break down the cell wall polysaccharides during enzymatic hydrolysis into mixed fermentable sugars like glucose and xylose. Hemicellulosic oligomers have been reported to inhibit cellulase activity38, which could necessitate a higher enzyme loading to maintain a high final sugar yield. However, optimization of suitable enzyme cocktails can reduce overall enzyme usage during saccharification of AFEX pretreated biomass39,40,41,42,43,44,45. During AFEX pretreatment process the hydrolysis and ammonolysis of ester linkages leads to the formation of acid and amide products in the pretreated biomass (e.g., acetic acid/ acetamide, ferulic acid/ferulamide, coumaric acid/coumarylamide)36. Though formation of amides has been shown to help the fermentation process, their presence at very high concentrations in pretreated feedstock could be a concern if feeding animals pretreated biomas. Pre-hydrolysis of ester linkages with alkali such as NaOH or Ca(OH)2 prior to AFEX pretreatment can be used to address the issue.
There are a number of safety considerations to keep in mind when working with anhydrous ammonia during the AFEX process. Anhydrous ammonia reacts with copper, brass, aluminum, carbon steel, and common fluoroelastomer polymers used in seals (e.g. Viton, etc.). Any tubing or reactor components that may come in contact with ammonia should be made from stainless steel, and gaskets, valve seats, and quick connect seals should be made from Teflon or Kalrez when possible. Ammonia is not considered a toxic chemical, but it is still dangerous due to its hygroscopic and cryogenic properties. It readily targets and can severely damage mucous membranes in the eyes and respiratory system. Ammonia is a cryogenic fluid and ammonia leaks can cause severe frostbite due to direct contact with the gas stream or chilled equipment. Ammonia is immediately dangerous to life and health (IDLH) at concentrations above 300 ppm. Workers should evacuate immediately in the event the concentration exceeds 50 ppm. It is recommended that operators wear a calibrated ammonia monitor to warn of hazardous concentrations in their vicinity. Installing sensors with alarms in the main work area is also advisable. Workers who handle ammonia should be properly trained and wear protective gear such as escape respirators equipped with methylamine cartridges, and cryogenic and heat protective gloves, and be prepared to handle emergency situations. In the event of exposure to anhydrous ammonia, the operator should move to safety and immediately flush the affected area with water for at least 15 min. The ammonia pretreatment process should be conducted inside a fume hood, and the ammonia cylinder should either be stored in a fume hood or ventilated cabinet. Following the experiment, pretreated biomass will have some residual free ammonia and should be either dried in the hood overnight or in a custom ventilated drying box before storage in plastic bags at room temperature for follow-up experiments. Some other key safety considerations include installing an ammonia delivery system with a flow meter that will help to precisely delivery ammonia to the reactor and a reactor designed to handle at least 1.5 times the pressure that the pretreatment process will undergo (e.g., for handling AFEX process at 2 x 106 Pa pressure, the minimum pressure rating of the reactor should be 3 x 106 Pa).
AFEX pretreatment is a promising method to produce highly digestible plant biomass that can be used directly as animal feed or as a feedstock to generate fuels and chemicals. Beyond these two industries, AFEX might find use in other areas such as a bio-renewable feedstock for making biomaterials, or as a feedstock for producing biogas. The laboratory-scale process can be conducted in a laboratory equipped with proper ventilated space and safety precautions, and our current work confirms that this scaled-down AFEX process shows similar results to material generated in a scaled-up and/or pilot AFEX reactor. The lab-scale AFEX process can be used to test feedstocks, processing conditions, and applications in a higher throughput manner, while providing a reasonable expectation of how the process would perform at pilot or industrial scales.
The authors have nothing to disclose.
This material is based upon work supported in part by the Great Lakes Bioenergy Research Center, U.S. Department of Energy, Office of Science, Office of Biological and Environmental Research under Award Numbers DE-SC0018409 and DE-FC02-07ER64494. Rebecca Ong acknowledges partial support from Michigan Technological University (startup funding). Shishir Chundawat acknowledges partial support from the US National Science Foundation CBET award (1604421), ORAU Ralph E. Powe Award, and Rutgers School of Engineering (Startup Funding). Bruce Dale acknowledges partial support from Michigan State University AgBioResearch office and also the USDA National Institute of Food and Agriculture. Venkatesh Balan acknowledges partial support from State of Texas and University of Houston (Startup Funding). MBI employees acknowledge partial support from the US Department of Energy and Michigan State University foundation. Lastly, we would like to dedicate this paper to our mentor and co-author Prof. Bruce Dale for inspiring us to collaboratively pursue our dream of making sustainable cellulosic biofuels.
Safety Equipment/PPE | |||
Ammonia Monitor | CanarySense | BW GAXT-A-DL | Single gas detector, Ammonia (NH3), 0 to 100 ppm |
Cryogenic gloves | Amazon | B01L8WA238/B01L8WA1H0/B01L8WA1O8 | Keep hands protected when handling liquid ammonia |
Ear muffs | 3M | H7A | Ear muffs to protect hearing when releasing ammonia at end of pretreatment |
Face shield | – | – | Wear while handling ammonia |
Heat protective gloves | Grainger | 2EWX1/2EWX2/2EWX3 | Showa heat resistant gloves, max temperature 500°F |
Nitrile gloves | – | – | Wear while mixing biomass to prevent contamination |
Reagents | |||
Anhydrous Ammonia Compressed Gas Cylinder | – | – | An anhydrous ammonia compressed gas cylinder with a dip tube is required for this process. The dip tube is essential in order to withdraw liquid ammonia from the cylinder. |
Distilled water | – | – | Used to add water to the biomass to achieve the desired water loading |
Milled or Chopped Corn Stover | – | – | Corn stover is not readily commercially available. Contact local farmers or agricultural extension if you wish to locate some. |
Nitrogen Compressed Gas Cylinder | – | – | |
Equipment | |||
Ammonia Cylinder Adapter | – | – | CGA fitting that depends on the gas cylinder. Matheson is a good source. Some require teflon gaskets. This connects the cylinder to the ammonia delivery system. A regulator is not necessary as the system uses liquid ammonia. |
Ammonia Delivery System (Figure 4) | Swagelok | Misc. | Stainless steel pressure cylinder and components, valves, check valves, and gauges were used for all lines potentially in contact with ammonia. |
Analytical Balance | Sartorius | CPA4202S | Balance used for preparing biomass and weighing the reactors. Toploading balance, 4200g x 0.01g |
Chemraz O-rings | Harvard Apparatus | 5013091 | Ammonia-resistant o-rings for the SS syringe |
Custom Tubular Reactors (Figure 3) | Parts were purchased from McMaster-Carr, Swagelok, Omega, and Motion Industries (Dixon Fittings) | Misc. | To be compatible with ammonia, the custom reactor was constructed from stainless steel components (sanitary tube and fittings, compression fittings, quick connect, pressure gauge, thermocouple), and teflon gaskets. The maximum pressure rating of the vessel is 1500 psig, which is the maximum pressure rating of the bolted sanitary clamps. |
Drying Box | – | – | Optional: an enclosed system for drying is necessary if planning to do microbial experiments to avoid contamination. Avoid drying at elevated temperatures. |
High Pressure Syringe Pump | Harvard Apparatus | 70-3311 | Infuse/Withrdraw PHD ULTRA HPSI Programmable Syringe Pump for transferring liquid ammonia |
Moisture Analyzer | Sartorius | MA35 | Moisture analyzer for determining moisture content of biomass prior to pretreatment. |
Nitrogen Delivery | Misc. | Misc. | Nitrogen compressed gas cylinder, inert gas regulator (at least 1000 psig max pressure rating), lines, and valves. |
Ratchet wrench and 7/8" socket | – | – | Ratchet and socket to quickly tighten and open bolts on the sanitary clamp. Can be purchased anywhere. |
Retractable Thermocouple Cables | Omega | RSC-K-3-4-5 | Retractable thermocouple cable. You need one for each reactor. |
Stainless Steel Syringe | Harvard Apparatus | 702261 | Stainless steel syringe for tranferring ammonia to the reactors. |
Temperature Monitor | Omega | HH12B | Dual input temperature monitor. You need one for every two reactors. |
Voltage Controller | McMaster-Carr | 6994K11 | Variable-Voltage Transformer for controlling heating to the reactors. You need one for each reactor. |
Supplies | |||
Metal Scoops, Spoons and/or Spatulas | – | – | For transferring biomass for weighing, mixing, transferring into the reactor and removing from the reactor at the end of the run |
Plastic Bowls or Tubs | – | – | Used for mixing the biomass with the water. Any bowl or tub could be used. |
Spray Bottle | – | – | Used to add water to the biomass to achieve the desired water loading |
Wide-Mouth Funnel | – | – | Any funnel that has a bottom opening 0.5-1.0 inches diameter. |
Wooden Dowel | – | – | 1-1.5" diameter wooden dowel to assist with loading/unloading the reactor |
Consumables | |||
Glass Wool | Sigma-Aldrich | CLS3950-454G | For packing the top of the reactor to prevent biomass escape and clogging the tubing |
Plastic Press-to-Close Bags | McMaster-Carr | 1959T24 | Bags for storing processed samples and for transferring to drying box |
Plastic Tote | – | – | Used to transfer pretreated biomass to an alternate location for drying |
Plastic Weighboats or Metal Trays | – | – | Used to catch the biomass when removing from the reactors, and for storing the samples while drying |