We present a diffuse optical spectroscopic (DOS) approach that provides quantitative optical biomarkers of skin response to radiation. We describe DOS instrumentation design, optical parameters extraction algorithms and the animal handling procedures required to yield representative data from a pre-clinical mouse model of radiation induced erythema.
Acute skin toxicities from ionizing radiation (IR) are a common side effect from therapeutic courses of external beam radiation therapy (RT) and negatively impact patient quality of life and long term survival. Advances in the understanding of the biological pathways associated with normal tissue toxicities have allowed for the development of interventional drugs, however, current response studies are limited by a lack of quantitative metrics for assessing the severity of skin reactions. Here we present a diffuse optical spectroscopic (DOS) approach that provides quantitative optical biomarkers of skin response to radiation. We describe the instrumentation design of the DOS system as well as the inversion algorithm for extracting the optical parameters. Finally, to demonstrate clinical utility, we present representative data from a pre-clinical mouse model of radiation induced erythema and compare the results with a commonly employed visual scoring. The described DOS method offers an objective, high through-put evaluation of skin toxicity via functional response that is translatable to the clinical setting.
Technological improvements in radiation therapy (RT) planning and delivery now allow for highly conformal therapeutic doses to be delivered to the tumor region, while simultaneously sparing normal surrounding structures. Yet, acute and sometimes severe toxicities are unavoidable when the high dose target is in close proximity to the skin. If severe enough, the resulting normal tissue damage can negatively affect the RT treatment outcome and patient quality of life1,2.
Despite the detrimental consequences, present management of radiation skin erythema remains nonspecific, employing creams or ointments that ignore the underlying biological mechanisms leading to damage. These approaches are based upon minimizing symptoms rather than the cause. Moreover, the timing and administration of interventional therapies is complicated by the qualitative and subjective nature of radiation skin injury assessment. While several recognized organizations (RTOG, EORTC) provide visual grading recommendations, institutions vary in their choice of preferred scoring, thereby obscuring comparisons of normal tissue toxicities for the purposes of meta-analyses. Further, such grading systems are crude and prone to inter-observer variability, such that differences in radiation injury severity may be indiscernible in studies evaluating toxicity reduction strategies.
Rather than visually describing the degree of erythema in irradiated skin, an alternative approach is to measure parameters that quantitatively describe the underlying physiological changes that occur in the organ. Blood hemoglobin (Hb), tissue oxygen saturation (StO2) or oxygenated hemoglobin (oxyHb) levels have been used as proxies for irradiation-induced erythema in mice3-6. Following irradiation, total Hb levels undergo fluctuations, but oxyHb or StO2 undergo a characteristic early sharp rise, followed by a fall and another more persistent rise3,6. When irritants are used to induce skin erythema, vascular oxyHb levels directly correlate with the severity of the local erythema and inflammation7.
Diffuse optical spectroscopy (DOS) employs near-infrared light to provide functional information on the biochemical and microstructural components of vital tissues components. This quantitative, non-invasive optical technology offers a method to measure the cytokine-induced vasodilation in blood vessels that occur during erythema via functional surrogates of Hb concentration and StO2. Recent studies comparing DOS measured parameters with controlled clinical scoring methods8-11 indicate the potential of the technique for overcoming the limitations inherent to current grading systems.
Here we describe an in-house, portable, DOS system that employs functional surrogates for quantitatively detecting differences in radiation-induced skin toxicity in a pre-clinical mouse model5. The described platform may provide a means of standardized erythema scoring with high sensitivity for early detection and subtle differentiation of interventional drug response. Moreover, with only minor adaptations, the instrumentation may eventually be employed clinically for real-time bedside monitoring.
The following methods are in accordance with the guidelines of the Sunnybrook Research Institute Animal Care Ethics Committee.
1. Diffuse Reflectance Spectroscopy System
2. Preparation of Mouse Model of Acute Radiation Skin Damage
3. Diffuse Optical Spectroscopy Data Acquisition
4. Animal Anesthesia and Baseline DOS Measurements
5. Animal irradiation
NOTE: This protocol requires the use of an irradiator, and animal preparation may need to be adjusted to meet the needs of the irradiator device. During irradiation, only the small area of flank skin should be exposed to the radiation beam. The irradiator should be located in a sterile facility and appropriate cage sterilization should be observed when returning mice to their sterile housing area.
6. Follow-up DOS Measurements
7. Post-acquisition Processing
NOTE: All steps in the following section are performed using a custom program created in a high performance software environment. Standardized naming conventions for each spectral acquisition file are employed to allow for batch processing. All steps are illustrated in Figure 2.
8. Spectral Data Fitting
NOTE: The following section outlines the theory and fitting algorithm utilized for extracting functional parameters of mice skin. For all theory employed, refer to the following articles14-18 and references therein. All equations are assumed to be programmed in a high end scientific software environment (containing pre-programmed modules) commonly used in physics or engineering labs.
9. Visual Radiation Dermatitis Scoring Period
The DOS reflectance technique provides an objective alternative to traditional qualitative methods of evaluating radiation induced skin toxicity. Visual changes in skin appearance following toxic doses of radiation present as alterations in both the magnitude and shape of the measured reflectance spectra. Both are related to functional changes in the underlying cellular microstructure and physiological tissue state. In this section, representative results from previously published work by Yohan et al. 20145 are reviewed.
Figure 3 (left) show representative spectra (thin blue lines) measured at a 260 μm source-separation in an athymic mouse model of skin erythema 6 days after 40 Gy irradiation. Compared to pre-irradiation (Figure 3, right panel), differences in the spectral shape at ~ 550-650 nm are observed, likely due to an increase in oxygenated hemoglobin. A small rise in absolute reflectance is also seen that is correlated to an increase in tissue scattering power. The observed spectra on day 6 following irradiation correlated to a visual skin score of 0.75.
An evaluation of post irradiation reflectance changes at select wavelengths does not make use of the complete reflectance spectrum and also carries the potential issue of noise sensitivity. However, fitting the complete spectrum allows the entire data set to be converted into intuitive optical biomarkers (Hb, StO2). Figure 3 show the resulting fits (solid green line) of the measured data (thin noisy line) using the equations presented in Section 4. Excellent agreement is observed, confirming that the choice of basis chromophores and scattering shape adequately describe the mouse skin model.
Due to the non-invasive and self-calibrating nature of the DOS system, measurements can be conveniently performed over multiple days in different lighting conditions. Figure 4 shows relative changes in skin StO2 for various time-points (6, 9, 12 days) in an irradiated mouse cohort (n=8) while Figure 5 shows the corresponding qualitative skin reaction scores. A progressive increase in StO2 is observed that is statistically different compared to pre-irradiation values over all 3 days (p < 0.05). These trends mirror the visually observed increases in skin damage severity that peak at day 12 (average score of ~ 3) demonstrating the potential of StO2 as a visual scoring surrogate (Figure 5).
It should be noted that no statistically significant changes were seen for any of the returned optical biomarkers for the non-irradiated control group (n=3) over the 12 days measured (data not shown). Changes in A and k can also be monitored over time (Figure 6), and these indicate that the scattering properties of the skin are changing in response to the radiation.
Figure 1. DOS instrumentation. (A) Schematic of the diffuse reflectance measurement geometry. (B) Fiber-optic probe: The optical probe consists of a linear array of 200 μm core optical fibers that are bundled into an 18 G metal needle and spaced 260 μm apart. Two source fibers are coupled to two broadband light emitting diodes while a detection fiber is connected to an optical spectrometer. By sequentially turning on each of the sources, the spectrometer can collect diffuse reflectance at distances of 260 μm and 520 μm from each of the source fibers. (C) Complete DOS system including laptop, attached fiber-optic probe and optic box: An automated data acquisition program is used to drive the sequential collection of spectra. The electronics are housed in an acquisition box that connects to the fiber-optic probe via SMA connectors. Please click here to view a larger version of this figure.
Figure 2. Spectral processing. All x-axis scales are in nm: (A) Raw relative spectra, the baseline is the reading approximately between 900 – 1,000 nm and approximately equal to the background signal. (B) Relative background reading. (C) Background and baseline subtracted relative spectra. (D) Absolutely calibrated spectrum following scaling of processed spectra shown in (C). Please click here to view a larger version of this figure.
Figure 3. Typical white light reflectance spectra of non-irradiated (left) and irradiated (right) mouse skin 6 days post irradiation. Excellent agreement between measurement (noisy blue) and fits (solid green) were typically observed. Two key differences were seen between the two groups: 1) an overall increase in absolute reflectance and 2) a distinct change in spectral shape between 550 – 600 nm. With permission from Yohan et al. 20145. Please click here to view a larger version of this figure.
Figure 4. Change in the oxygenation fraction of mouse skin following 40 Gy irradiation. The baseline-normalized mean difference between the two groups (per mouse) is significant for Days 6 (Box 1), 9 (Box 2) and 12 (Box 3). With permission from Yohan et al. 20145. Please click here to view a larger version of this figure.
Figure 5. Average qualitative skin reactions scores (n=8) as a function of days following 40 Gy irradiated mice skin. Adapted from Yohan et al. 20145. Please click here to view a larger version of this figure.
Figure 6. Relative changes in A and k of mouse skin following 40 Gy irradiation on Days 6 (Box 1), 9 (Box 2) and 12 (Box 3). The change in A (left side) and k (right side) on Day 6 (Box 1, left and right sides) was found to be significant (p < 0.026). With permission from Yohan et al. 20145. Please click here to view a larger version of this figure.
A DOS approach for quantitatively assessing radiation skin toxicities using optical biomarkers has been presented. Visual skin toxicity scoring systems require expert training and even then are prone to inter-observer variability and subjectivity. The DOS system and analysis software is simple to use, requires minimal training and returns objective functional parameters for interpreting physiological changes in skin. Furthermore, instead of describing the appearance of a skin lesion as a single parameter, DOS provides a wealth of information in spectral shape, optical properties and functional / microstructural parameters that offer an added degree of sensitivity and specificity not available in current qualitative scoring methods. Sections 1 and 7 highlight the main processing steps for obtaining absolute spectral data that can be utilized for quantitative fitting of optical biomarkers. Background and baseline subtraction are vital to allow the user to perform the DOS measurements under normal lighting conditions. Section 8 provides the necessary models and equations needed to describe athymic mice before and after x-ray irradiation. Here, the choice of appropriate absorbers is vital for an accurate description of the measured spectra. It is advised that the user thoroughly investigate in the literature the key absorbers that dominate the wavelength range and tissue of interest used in a given study prior to constructing an optical biomarker fitting model. Finally, Sections 3-5 describe the handling of the athymic mice during DOS acquisition. To avoid disrupting the local vasculature, use gentle force to place the DOS probe on the mouse skin surface.
While relatively inexpensive compared to hyperspectral camera systems3,4, a clear limitation of the described DOS approach is the use of a point probe for measuring diffuse reflectance. This reflectance geometry necessities gentle contact with the skin and has the potential to introduce measurement uncertainty by dispersing the vasculature if consistent probe-skin pressure is not employed. Future designs of the DOS probe may incorporate a pressure sensor to maintain consistent results. Further, while the use of close source-detector separation (< 2-3 mm) allows for optical probing depths specific to the skin surface, the improved specificity comes at a loss of spatial resolution compared to 2D hyperspectral imaging. To minimize this limitation, a 5 point quadrant scan that captures the overall irradiated volume was employed. Despite the lack of spatial resolution, previous work in mice5 has shown the ability of optical biomarkers averaged over a sparse area to differentiate not only irradiated and non-irradiated skin but also the impact of skin sparing interventional drugs such as Vasculotide6.
It should be noted that while the overall system design can be modified for different skin models, the underlying basis spectra and scattering shape may need to be optimized. Specifically, while oxy- and deoxy-Hb well describe an athymic mouse model, the application of the same model to darker skin may require the addition of melanin for optimal fitting. In addition, extension of the DOS bandwidth to higher wavelengths > 950 nm would necessitate the addition of water, which dominates at higher wavelengths. Furthermore, animal models with different skin thicknesses may require a different source-detector separation to optimize depth sensitivity. Lastly, the hairless feature makes algorithms simpler. Although non-hairless models may be optimal for certain research questions, they will require hair removal before DOS measurements, and skin irritation from this process may affect results. For research where total immune function is crucial, an immunocompetent hairless mouse (e.g., SKH-1) may serve as a better model due to its euthymic nature.
Important considerations for DOS probe measurements are consistent RT and estimation of the irradiated area. Temperature fluctuations can affect tissue Hb and StO2 levels. Measuring a group of 3 non-irradiated animals at each data collection time may serve as a baseline to which unintended environmental fluctuations in parameter values can be normalized. Additionally, the irradiated area may be difficult to estimate (if skin flap preparations were not consistent) before damage begins to manifest visually around day 5 (40 Gy). If using black permanent marker to dot the boundaries of the radiation-exposed skin, avoid excessive ink use to prevent ink smudging, which can compromise readings.
An added feature of the system is the ability to separate absorption from scattering properties. While alternative hyperspectral imaging systems also provide the ability to monitor oxyHb and Hb concentration, the free-space geometry of hyperspectral imaging is unable to resolve scattering changes. This limitation may result in inaccuracies in the returned oxyHb, Hb and StO2 parameters if significant changes in scattering occur due to erythema (redness). Further, monitoring of scattering changes using DOS may provide additional optical biomarkers for erythema evaluation. As shown in Figure 6, the initial results from Yohan et al. (2014) indicate that A and k demonstrate a temporal trend following ionizing radiation that does not correlate with trends observed from other alternative methods such as visual scoring systems. This indicates that scattering changes do not manifest in a visually descriptive manner and may in fact be describing a separate biological process. Therefore, compared to alternative methods, DOS provides a high resolution for superficial scattering changes, an avenue for investigating novel skin damage biomarkers that may be separate from the usual Hb-based measurements.
Although our model employs a large single radiation dose (rather than multiple small fractionated doses that are used in the clinical setting), this mimics the pathophysiology of acute human skin radiotoxicity21. It is envisioned that with further optimization, DOS may provide a quantitative approach for automated and standardized scoring of radiation induced skin reactions. After mastering this technique, future applications may include monitoring differences between skin sparing therapeutics (e.g., comparing oxyHb levels between a control and experimental treatment for skin radioprotection, or for wound healing promotion). While ideal for high-throughput drug screening in animal models, the DOS system is potentially adaptable to the clinical environment due to ease of usability and the ability to measure in normal lighting conditions. In this case, the probe design may require minor modifications with slightly larger optode separations to account for the increased thickness of human skin. A clinical DOS system would allow for on-line evaluation of interventional therapies that could minimize painful skin reactions and improve patient comfort and compliance. In the future, it may be interesting to expand DOS-based quantification to the features of chronic radiation induced skin damage (e.g., fibrosis).
The authors have nothing to disclose.
This work was supported by research grants awarded to SKL from Abbott CARO (Canadian Association of Radiation Oncologists) Uro-Oncologic Radiation Awards and the Alan E. Tiffin Foundation. EK was supported by the Frederick Banting and Charles Best Canada Graduate Scholarship, the Scace Graduate Fellowship in Prostate Cancer Research and Paul Starita Graduate Student Fellowship.
Nude mice | e.g. Charles River | Athymic nude Crl:NU(NCr)-Foxn1nu, or immunocompetent nude Crl:SKH1-Hrhr | |
Small animal irradiator | e.g. Faxitron X-Ray Corp. | Faxitron CP160 | |
Animal anaesthesia | If using isoflurane vaporizer machine with induction chamber, need tube and nose cone | ||
Lead jig and plexiglass stage | Custom made | If irradiator device exposes whole animal body to radiation, lead shielding must be used to expose only the skin flap | |
Medical tape | |||
Permanent marker/ear puncher | |||
Matlab | Mathworks Inc., Natick, MA | With StatisticsToolbox | |
Labview | National Instruments, Vaudreuil-Dorian, QB | ||
DOS system | |||
Optical multiplexer | Ocean Optics, Dunedin, FL | Model MPM-2000 | |
Spectrometer | Ocean Optics, Dunedin, FL | Model S200 | |
White light source | Ocean Optics, Dunedin, FL | Model LS-1 | |
Intralipid-20% | Kabi Pharmacia, New York, NY | ||
Reflectance standard | INO, Quebec City, QB |