Vagus nerve stimulation (VNS) has emerged as a tool to induce targeted synaptic plasticity in the forebrain to modify a range of behaviors. This protocol describes how to implement VNS to facilitate the consolidation of fear extinction memory.
Extinction describes the process of attenuating behavioral responses to neutral stimuli when they no longer provide the reinforcement that has been maintaining the behavior. There is close correspondence between fear and human anxiety, and therefore studies of extinction learning might provide insight into the biological nature of anxiety-related disorders such as post-traumatic stress disorder, and they might help to develop strategies to treat them. Preclinical research aims to aid extinction learning and to induce targeted plasticity in extinction circuits to consolidate the newly formed memory. Vagus nerve stimulation (VNS) is a powerful approach that provides tight temporal and circuit-specific release of neurotransmitters, resulting in modulation of neuronal networks engaged in an ongoing task. VNS enhances memory consolidation in both rats and humans, and pairing VNS with exposure to conditioned cues enhances the consolidation of extinction learning in rats. Here, we provide a detailed protocol for the preparation of custom-made parts and the surgical procedures required for VNS in rats. Using this protocol we show how VNS can facilitate the extinction of conditioned fear responses in an auditory fear conditioning task. In addition, we provide evidence that VNS modulates synaptic plasticity in the pathway between the infralimbic (IL) medial prefrontal cortex and the basolateral complex of the amygdala (BLA), which is involved in the expression and modulation of extinction memory.
Classical fear conditioning provides a widely used animal model to study the biological basis of anxiety disorders. During fear conditioning, an aversive stimulus (the unconditioned stimulus, US, e.g., a footshock) is presented in conjunction with a neutral stimulus, such as a tone and/or a context (the conditioned stimulus; CS). During fear conditioning, associations between the CS and the US are formed. Eventually the presentation of the CS alone elicits a fear response (the conditioned response; CR). In fear extinction, the CS is presented repeatedly in the absence of the US, causing the CR to gradually diminish1. Thus, extinction of conditioned fear is an active process in which fearful behavioral responses to neutral stimuli are attenuated when they no longer predict aversive outcomes. Extinction of conditioned responses requires consolidation of new memories that compete with learned associations. A hallmark of anxiety disorders is impaired extinction2-4. Thus, extinction of conditioned fear in animal models serves as an important paradigm both for inhibitory learning and as a model of behavior therapy for human anxiety disorders5,6.
Because there is close correspondence between fear and human anxiety, it is thought that these studies can provide insight into the biological nature of anxiety-related disorders such as post-traumatic stress disorder and will help to develop strategies to treat them. An important goal of preclinical research is to aid extinction learning and to induce targeted plasticity in extinction circuits to consolidate extinction learning. Vagus nerve stimulation (VNS) is a minimally invasive neuroprosthetic approach that might be used to provide tight temporal and circuit-specific modulation of brain areas and synapses engaged in an ongoing task. A series of recent studies from Michael Kilgard's group at The University of Texas at Dallas have shown that pairing VNS with discrete sensory or motor stimuli (e.g., a tone or a lever pull) is highly effective in promoting cortical plasticity to treat tinnitus7, or to overcome motor deficits following stroke8-10. In addition, non-contingent VNS that occurs within a short time-window after learning similarly promotes cortical plasticity and enhances memory consolidation in rats and in humans11-13.
Considering the role of the vagus nerve in the parasympathetic pathway, it is not surprising that it could participate in modulating memories and synaptic plasticity. Highly emotional events tend to produce stronger memories than non-emotional memories. This is likely due to the influence of stress hormones on memory consolidation. Posttraining administration of the stress hormone adrenaline enhances memory consolidation in human and non-human animals, but adrenaline does not cross the blood-brain-barrier14, 15. Therefore, stress-induced adrenaline release must impact the brain indirectly to enhance memory consolidation. Strong evidence suggests that the vagus nerve may be the link between circulating adrenaline and the brain. Miyashita and Williams16 found that systemic administration of adrenaline increased vagal nerve firing, and increased levels of norepinephrine in the amygdala17. Systemic administration of adrenaline does not enhance memory consolidation when β-adrenergic receptors are blocked in the amygdala18 suggesting that the vagus nerve plays a role in the pathway that turns emotionally arousing experiences into long-term memories.
Thus, pairing VNS with training has the potential to enhance the brain changes that support memory consolidation and exposure to conditioned cues in the absence of reinforcement enhances the consolidation of extinction learning in rats19,20. Here we describe the use of VNS as a tool to promote cortical plasticity and facilitate extinction of a conditioned fear response.
All procedures described in this protocol are carried out in accordance with the NIH Guide for the Care and Use of Laboratory Animals, and they were approved by the Institutional Animal Care and Use Committee of The University of Texas at Dallas.
1. Construction of VNS Cuffs
2. Construction of Headcap for VNS Input Site
3. VNS Surgery
4. Auditory Fear Conditioning
NOTE: This fear conditioning protocol is more intensive than most21 because the goal of these experiments is to enhance extinction. With mild fear conditioning that is easily extinguished, a floor effect can obscure this enhancement.
5. In Vivo Recordings of Evoked Field Potentials
Note: This step is optional. Evoked field potentials (EFPs) are recorded 24 hr after tests of reinstatement (Day 5) in isoflurane-anesthetized rats mounted in a stereotaxic apparatus, following standard procedures23,24.
This section illustrates examples of results that can be obtained by using VNS in combination with extinction learning to reduce the expression of the conditioned fear response in rats. For Days 1 and 2 (Auditory Fear Conditioning), rats were trained on an auditory fear conditioning task in which footshocks were paired with a tone. On Day 3 (Pre Treatment Test), tones were presented in the absence of footshocks to measure freezing levels and infer conditioned fear response acquisition. On Day 4 (Treatment) rats received group-specific extinction training and treatment: 4 tone presentations were paired with either VNS or sham-stimulation or, in the extended extinction group, 20 tone presentations with sham-stimulation. Freezing levels were tested again on Day 5 in response to 4 presentations of the CS alone (Post Treatment test) (c.f. timeline in Figure 3A). Animals that received a limited number (4) of non-reinforced exposures to the conditioned tone during the extinction phase show only a small reduction in conditioned fear on the following reinstatement day (Figure 3B). In contrast, VNS-treated rats demonstrate a significant reduction in freezing after a single extinction training session (Figure 3B). The amount of reduction in the conditioned fear response of VNS-treated animals is comparable to that seen in sham-treated animals that received 5 times the amount of non-reinforced exposures (20 tones) during extinction training (group EE in Figure 3B). Using the specific experimental setup outlined above, VNS can also facilitate extinction to the context. As shown in Figure 3C, VNS animals also showed reduced freezing behavior outside the presentation of the conditioned tone, suggesting that their extinction training also generalized to the context. We also show that pairing VNS with extinction training alters the metaplasticity in the pathway between the infralimbic cortex (IL) and the basolateral amygdala (BLA) in anesthetized animals (Figure 4). In fear-conditioned animals which did not undergo extinction training, brief burst stimulation (HFS) of the IL induced LTD of the evoked local field in the BLA (Figure 4). Whether they were given extended extinction training or VNS during a single extinction session, this synaptic depression was reversed in animals exhibiting significant extinction of the conditioned fear; however, administration of VNS during extinction promoted induction of LTP while animals in the extended extinction group showed no change in response to HFS. This result was also observed in animals that were sham-stimulated in the four-tone extinction group. Importantly, VNS only altered the plasticity in the pathway between the IL and the BLA when it was delivered in an extinction context. In contrast, VNS delivered to untrained animals in their home cages had no effect on synaptic plasticity in the IL-BLA pathway (Figure 4B).
Figure 1. Construction of Vagus Nerve Cuffs. (A) Placement of the 4 mm piece of tubing on the drill bit for stability, showing the use of a modified needle to drill holes in the tubing. (B) Holes have been made in the tubing, and the tubing has been cut down the middle. (C) Placement of the suture thread through the holes of the cuff. Note that the thread goes over the lip of the cuff. (D) Insertion of the platinum iridium wires to the cuff. Top shows completed wiring, bottom shows wiring in process. (E, F) The completed cuff with the gold pins attached to the end of the wires. See insert in (F) for scale. (G) Shows the corresponding headcap piece that gets attached to the skull during the surgery described in step 3. Please click here to view a larger version of this figure.
Figure 2. Vagus nerve stimulation and experimental set-up. (A) Schematic of the set-up used for vagus nerve stimulation (VNS). Animals are connected to a stimulation isolation unit via a headcap from which 2 platinum-iridum wires lead subcutaneously to the custom-made cuff-electrode that is wrapped around the vagus nerve. (B) Placement of the cuff-electrode around the vagus nerve. Photomicrograph of the surgical incision and the exposed vagus nerve before the cuff electrode is sutured around it. (C) Photograph of the setup used for auditory fear conditioning, with the animal connected to the stimulator. (Figure modified from Reference 20). Please click here to view a larger version of this figure.
Figure 3. VNS enhances extinction of auditory fear conditioning. (A) Experimental timeline. Days 1 and 2: Auditory Fear Conditioning, 8 tone (CS)/shock pairings (US) per day. Day 3: Conditioned Fear Test Pre, freezing measured during 4 unpaired tone presentations. Day 4: Treatment, 3 groups: 4 tone presentations paired with VNS, 4 tone presentations paired with sham-stimulation, 20 tone presentations paired with sham-stimulation (EE). Day 5: Conditioned Fear Test Post, freezing measured during 4 unpaired tone presentations. (B) Percentage of time spent freezing during presentation of the conditioned stimulus (CS) on Day 3 (D3, white bars) and Day 5 (D5) for the different treatment groups (4 tones + sham stimulation, 4 tones + VNS, and EE). After one day of extinction training paired with VNS (black bar) rats spent significantly less time freezing than sham controls. Freezing during the Post Test in the EE group (grey bar) was similar to freezing in the 4 tones + VNS group. (C) Percentage of time spent freezing during the inter-tone intervals (ITI) on Day 3 (D3, white bars) and Day 5 (D5) for the same groups shown in B. VNS animals also showed reduced freezing behavior outside the presentation of the conditioned tone. (* p < 0.05, error bars represent standard error of the mean). (Figure modified from Reference 20). Please click here to view a larger version of this figure.
Figure 4. VNS alters metaplasticity in the IL-BLA pathway. (A) Representative stimulation and recording sites in the IL and BLA and representative traces of an input-output curve of field potentials recorded in the BLA following stimulation of the IL. (B) Synaptic plasticity in the IL-BLA pathway in response to short burst stimulation in 4 groups of rats. Top right: In fear-conditioned rats brief burst stimulation of the IL induces LTD in the BLA. Middle left: rats that received 4 tone extinction training with sham stimulation also show LTD. Bottom left: rats which received extended extinction training with sham stimulation show no change, or a recovery of the LTD that was induced in the fear conditioned only group and the sham stimulation group. Middle right: in rats treated with VNS during a single extinction session, synaptic strength is further potentiated, leading to LTP. Bottom right: VNS delivered in the home cage causes no change in plasticity. Abbreviations: IL, infralimbic cortex; PL, prelimbic cortex; BLA, basolateral nucleus of the amygdala, LA, lateral nucleus of the amygdala; CE, central nucleus of the amygdala. (* p < 0.05, error bars represent standard error of the mean). (Figure modified from Reference 20). Please click here to view a larger version of this figure.
Figure 5. Simplified schematic of the brainstem innervation by the vagus nerve and second or higher order projections. Through its indirect modulation of monoamine nuclei in the brainstem, including the locus coeruleus (LC) and the raphe nuclei (DRN), the vagus nerve can modulate important components of the extinction circuitry, which include the prefrontal cortex (PFC), the amygdala (Amyg), the hippocampus (Hipp) and the nucleus accumbens (NAc). Please click here to view a larger version of this figure.
We present here a protocol that is used to facilitate extinction of conditioned fear during a single session of exposure to conditioned cues19 and to modulate plasticity in the pathway between the infralimbic cortex and the basolateral amygdala that may mediate extinction learning20. A crucial step for the success of this protocol is the proper delivery of VNS during extinction training. Therefore, special care should be given to the construction of the cuff electrodes and the placement of the cuff around the vagus nerve. In the construction process of the cuff electrode it is important to ensure that the exposed portion of the wires are in the right place. Similarly, during the surgery, special efforts should be made to place the cuff in the proper position and to anchor it sufficiently in place so that the circuit between the cuff and the stimulator remains intact over the course of the experiment. The proper function of the cuff should be checked after the surgery (as outlined in step 3.2.20) and again after behavioral testing (as outlined in step 4.8).
The mechanisms through which VNS modulates activity in the central nervous system are not fully understood. The cervical vagus nerve is composed of afferent sensory and efferent motor fibers in approximately a 4-to-1 ratio, respectively25. Vagal afferents relay signals to the nucleus tractus solitarius (NTS), which then projects to parabrachial nucleus, hypothalamus, thalamus, amygdala, and hippocampus26,27. Importantly, monoamine nuclei in the brainstem, the locus coeruleus (LC) and the raphe nuclei, receive direct and/or indirect projections from the NTS (Figure 5). Thus VNS may modulate cortical plasticity and memory via the synergistic action of multiple neuromodulators. Proposed effects related to vagal stimulation include alteration of norepinephrine (NE) release by projections from the NTS to the LC, elevated levels of inhibitory GABA, and inhibition of aberrant cortical activity by reticular system activation 28,29,30. Important roles for acetylcholine, serotonin, and brain-derived neurotrophic factor have also been shown 31-35. For the modulation of fear memories and extinction in general, the effects of VNS on transmitter release in the prefrontal cortex (PFC), the amygdala, and the hippocampus are likely to be particularly relevant36,37. Acute VNS increases norepinephrine and serotonin release in both the medial PFC33,38 and the amygdala39,30. Acute VNS also increases levels of norepinephrine38 and enhances synaptic transmission in the hippocampus40-42. Norepinephrine has previously been shown to be involved in the modulation of fear expression. Lesions of the NE projections from the LC to the forebrain impair the extinction of active avoidance without altering acquisition or retention of the original learning43,44. Consolidation of conditioned fear depends on β-adrenoceptor activation within the BLA43, and several reports suggest a role for both α- and β-adrenergic receptors in the medial PFC in memory consolidation of both drug- and fear-extinction training46-49. Thus, when pairing extinction training with VNS, the VNS-induced release of neuromodulators like NE or 5-HT appears to facilitate the synaptic plasticity that results from training alone, leading to enhanced consolidation of extinction.
A major advantage of VNS lies in its temporal and spatial specificity. Unlike systemic or even local drug application, which often have a slow onset and offset of action, VNS can be selectively paired with specific behaviors to facilitate synaptic plasticity in those active networks that regulate the behavior of interest. We describe here a VNS protocol that uses parameters also used clinically for the treatment of epilepsy in humans (0.4 mA, 500 µs pulse width at 30 Hz, stimulation cycle of 30 sec on and 5 min off). Microdialysis experiments show that VNS using these parameters leads to a long-lasting, roughly 2-fold increase of NE release in the amygdala39. This large and relatively slow increase in NE may explain why VNS paired with extinction training, unlike extended extinction training by itself, also facilitated the extinction of freezing behavior outside of the presentation of the conditioned stimulus (the intertrial interval). Because in our experiments animals underwent extinction training in the same context as the auditory fear conditioning, the reduction of freezing behavior during the ITI indicates that VNS facilitated generalization of extinction learning to the context.
However, despite the potentially long lasting effects on NE release, effects of VNS on behavior or synaptic plasticity are only apparent when they are paired with a specific behavior. Application of VNS to rats in their homecages shortly after fear extinction training did not facilitate extinction20, and similarly, VNS applied outside of a specific behavioral context did not alter the synaptic plasticity in the IL-BLA pathway (c.f. Figure 3C). On the other hand, even brief applications of VNS (e.g., 0.8 mA as a train of 15 pulses, 100 µsec pulse width at 30 Hz for 500 msec) cause specific and long-lasting changes in sensory or motor networks when they are delivered contingent with ongoing behavior.
A seminal paper by Michael Kilgard’s group7 showed that the temporally precise pairing of VNS with the presentation of a single tone leads to plasticity in the auditory cortex map of tone frequency. These effects have already been used clinically to reverse pathological plasticity in the auditory cortex to treat tinnitus50. Similarly, repeated pairing of VNS with a motor behavior has been shown to reorganize motor cortex8 and this targeted plasticity is highly effective in the recovery of function in different animal models of stroke9,10.
However, delayed VNS delivered 2 hr after rehabilitative training sessions or several-fold larger amounts of VNS resulted in comparatively less improvement than precisely timed VNS51. Thus, future studies need to optimize both the timing and the amount of VNS to maximize therapeutic benefits. Our results show that VNS, which is clinically approved for the treatment of multidrug-resistant epilepsy and treatment-resistant depression, could be used as an adjunct treatment to exposure therapy because it modulates learning-specific plasticity to enhance the effect of exposure on extinction of conditioned fear responding.
The authors have nothing to disclose.
This research was supported by the National Institute of Mental Health MH 086960-01A1 (Christa K. McIntyre).
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