High-definition transcranial direct current stimulation (HD-tDCS), with its 4×1-ring montage, is a noninvasive brain stimulation technique that combines both the neuromodulatory effects of conventional tDCS with increased focality. This article provides a systematic demonstration of the use of 4×1 HD-tDCS, and the considerations needed for safe and effective stimulation.
High-definition transcranial direct current stimulation (HD-tDCS) has recently been developed as a noninvasive brain stimulation approach that increases the accuracy of current delivery to the brain by using arrays of smaller “high-definition” electrodes, instead of the larger pad-electrodes of conventional tDCS. Targeting is achieved by energizing electrodes placed in predetermined configurations. One of these is the 4×1-ring configuration. In this approach, a center ring electrode (anode or cathode) overlying the target cortical region is surrounded by four return electrodes, which help circumscribe the area of stimulation. Delivery of 4×1-ring HD-tDCS is capable of inducing significant neurophysiological and clinical effects in both healthy subjects and patients. Furthermore, its tolerability is supported by studies using intensities as high as 2.0 milliamperes for up to twenty minutes.
Even though 4×1 HD-tDCS is simple to perform, correct electrode positioning is important in order to accurately stimulate target cortical regions and exert its neuromodulatory effects. The use of electrodes and hardware that have specifically been tested for HD-tDCS is critical for safety and tolerability. Given that most published studies on 4×1 HD-tDCS have targeted the primary motor cortex (M1), particularly for pain-related outcomes, the purpose of this article is to systematically describe its use for M1 stimulation, as well as the considerations to be taken for safe and effective stimulation. However, the methods outlined here can be adapted for other HD-tDCS configurations and cortical targets.
Transcranial direct current stimulation (tDCS) is a noninvasive brain stimulation technique capable of modifying neuronal resting membrane potential and the level of spontaneous neuronal firing in the area of stimulation as well as in interconnected neural networks 1 including the endogenous μ-opioid system 2, thereby modulating cortical excitability. The neuromodulatory effects of tDCS, combined with its low cost, simple application and portability, have led to its extensive use over the past decade in a wide variety of settings. These have included neurophysiological studies, cognitive and behavioral interventions and patient studies assessing disorders such as chronic pain, depression, migraine, stroke, Parkinson’s disease and tinnitus 3. However, delivery of direct current (DC) is performed using large pads, most commonly between 25-35 cm2, which stimulate relatively broad areas of cerebral cortex located between the anode and cathode 4. Therefore, focal stimulation of target cortical regions, not involving stimulation of neighboring anatomical areas, is difficult to achieve with this technique. Several approaches have been investigated in order to “shape” current flow by varying inter-electrode distance 5 and increasing/decreasing pad size to decrease/increase modulation in cortical regions under the electrode 6. Nevertheless, efforts to further target current flow while avoiding shunting of current between electrodes 7,8 remain of interest.
High-Definition (HD)-tDCS is a newly developed intervention that uses arrays of smaller, specially designed electrodes 9. Different configurations have been tested, which can be modified in order to improve stimulation of targets 10. Among them is the 4×1-ring configuration, a montage that uses a center electrode overlying the target cortical region surrounded by four return electrodes 4. The center electrode defines the polarity of the stimulation as either anodal or cathodal, and the radii of the return electrodes confine the area undergoing excitability modulation. Brain modeling studies show that the area of cortex undergoing modulation using the 4×1 HD-tDCS configuration is more restricted as compared to the standard bipolar montage of conventional tDCS 4. Moreover, its focality is robust to tissue (modeling) parameters 11. Clinical neurophysiologic studies using 4×1-ring transcranial electrical stimulation confirm focal current delivery 12.
The potential applications of this intervention are similar to those of conventional tDCS. Behavioral and neurophysiologic studies using 4×1-ring HD-tDCS over the primary motor cortex (M1) report changes in cortical excitability 13 and after-effects that may outlast those by induced by conventional tDCS 14. Current studies using 4×1-ring HD-tDCS support its tolerability in both healthy subjects 13-15 and patients 16 when intensities as high as 2.0 milliamperes (mA) are delivered for up to twenty minutes. Although HD-tDCS is well tolerated, it is important to use only devices and electrodes that have been specifically tested for this purpose.
The objective of this article is to provide a systematic demonstration of the use of 4×1-ring electrodes for HD-tDCS. Stimulation of the M1 was chosen, as it is the most common montage used in different clinical research settings. However, the methods outlined can be adapted for targeting of other brain regions such as the dorsolateral prefrontal cortex (DLPFC). As will be shown here, correct electrode positioning is simple to perform but important in order to accurately stimulate target cortical regions. We hope this demonstration will contribute to support and increase the rigor of future HD-tDCS trials, which will provide further evidence on the mechanisms and applications of this novel intervention.
1. Contraindications and Special Considerations
2. Materials
3. Measurements
Head measurement and localization of the area of stimulation are identical to those for conventional tDCS, as explained in our previous article 19. The steps will be described again in detail for further clarification.
4. Skin Preparation
5. Electrode Positioning and Device Setup
Do not activate the conventional tDCS device while the 4×1 Multichannel Stimulation Adapter is in “Scan” (impedance check) mode, as stimulation will not be delivered to the subject.
6. Stimulation
7. After the Procedure
If the electrodes are positioned appropriately and the impedance values are within an adequate range, DC will flow from the anode to the multiple cathodes (for anode center 4×1 HD-tDCS) for the duration of the stimulation. The target current intensity will be delivered by the conventional tDCS device and shown in the “True current” indicator. Similarly, if the sham mode is chosen, the device will automatically stop delivering DC approximately thirty seconds after its initiation, and the indicator will show cessation of DC delivery (Figure 8).
It is common for participants to report itching, tingling or a slight burning sensation upon initiation of the stimulation. These phenomena are frequently observed during both sham and active HD-tDCS 15,16 and should indicate that DC is being delivered as intended. However, they typically tend to fade away after the first few minutes of stimulation.
It is typically assumed that brain areas with more current flow are more likely to be modulated while regions will little or negligible current flow will not be directly affected. As such, the focal current flow produced by 4×1-HD-tDCS would be expected to produce localized neuromodulation. Computational models 4,14,15 have shown that 4×1-ring HD-tDCS results in more focal brain stimulation as compared with conventional tDCS (Figure 9). As reported by Datta, et al. 4,11, the area of cortical excitability modulation induced by 4×1-ring HD-tDCS was restricted within the ring perimeter, and the peak of electrical field was under the center electrode. In contrast, conventional tDCS caused stimulation of different other regions such as the ipsilateral temporal and bilateral frontal lobes, and the electrical field peaked midway between the two electrodes instead of underneath one of them.
HD-tDCS is a novel technique and therefore its effects have not been studied as extensively as those of conventional tDCS. However, its potential applications are similar, with others still to be explored. Current studies using 4×1-ring HD-tDCS show that in healthy volunteers it can significantly decrease heat and cold sensory thresholds, and lead to a marginal analgesic effect for cold pain thresholds (Figure 10) 15. In addition, it can cause significant changes in cortical excitability, as measured using motor evoked potentials 13,14 (Figure 11). In fibromyalgia patients, active 4×1-ring HD-tDCS induced a significant reduction in perceived pain (Figure 12) and significantly increased mechanical detection thresholds as compared to sham 16.
Studies comparing HD-tDCS and conventional tDCS will be important in order to elucidate the effects of each intervention. However, a single ten-minute session of anodal HD-tDCS at 2.0 mA has already been reported by Kuo, et al. 14 to exert more prominent, longer-lasting excitatory after-effects and more tolerable stimulation than conventional tDCS (Figure 13), supporting its use in research and potentially in clinical settings.
Figure 1. 4×1 Multichannel Stimulation Adapter (left) connected to conventional tDCS device (right).
Figure 2. Ag/AgCl sintered ring electrodes, with smooth rounded (black) and rough surfaces. Electrodes are connected to the matching receivers on the 4×1 adapter output cable.
Figure 3. Anatomical landmarks (left) and primary motor cortex (M1) localization based on the International 10-20 EEG System (right).
Figure 4. Proposed positioning for HD electrodes based on the 10-20 EEG System. Other montages may also be tested.
Figure 5. Electrical gel application (left). In order to prevent current from shunting between electrodes, care should be taken to avoid spread of electrical gel beyond the limits of the plastic casing (right).
Figure 6. Placement of ring electrode in plastic casing. The rough surface of the electrode should face down and the smooth rounded surface face up. The ring electrode should then be lowered until it rests on the base of the plastic casing (left) and the cap locked in position (right).
Figure 7. Sample 4×1 HD-tDCS setup.
Figure 8. Delivery of active (left) and sham (right) mode by conventional tDCS device. From DaSilva, et al. 19.
Figure 9. Computational model comparison between primary motor cortex 4×1-ring HD-tDCS (above) and conventional tDCS using a standard bipolar sponge montage (below). Click here to view larger figure.
Figure 10. Heat and cold sensory thresholds and cold pain thresholds measured in healthy subjects before (pre) and after (post) 4×1-ring HD-tDCS. The protocol consisted on delivery of 2mA of active anodal HD-tDCS or sham stimulation to the primary motor cortex for 20 min. Modified from Borckardt, et al. 15. Click here to view larger figure.
Figure 11. Effects of 4×1-ring HD-tDCS on motor evoked potentials (MEP) amplitude in healthy subjects. The protocol consisted on delivery of 1mA of active anodal HD-tDCS or sham stimulation to the primary motor cortex for 20 min. MEP were measured before and after stimulation, and the amplitude of the latter normalized to that of baseline. Whiskers represent standard deviations. Modified from Caparelli-Daquer, et al. 13.
Figure 12. Effects of 4×1-ring HD-tDCS on perceived pain in fibromyalgia patients. Patients were asked to rate their overall pain using a visual numerical scale before, immediately and 30 min after stimulation. The protocol consisted of single sessions of active anodal and cathodal HD-tDCS, delivered to the left primary motor cortex (2mA for 20 min) and sham stimulation. Whiskers represent standard error. Modified from Villamar, et al. 16.
Figure 13. Comparison of the aftereffects induced by anodal and cathodal stimulation using conventional tDCS and 4×1-ring HD-tDCS. Motor evoked potential (MEP) amplitude was measured before and after delivery of 2mA of conventional tDCS or 4×1 HD-tDCS for 10 min. Sequential assessments were performed to evaluate the time course of aftereffects. MEP amplitude post-stimulation was normalized to that of baseline. Modified from Kuo, et al. 14.
Have you ever… | Had an adverse reaction to TMS/tDCS? |
Had a seizure? | |
Had an unexplained loss of consciousness? | |
Had a stroke? | |
Had a serious head injury? | |
Had surgery to your head? | |
Had any brain related, neurological illnesses? | |
Had any illness that may have caused brain injury? | |
Do you suffer from frequent or severe headaches? | |
Do you have any metal in your head (outside the mouth) such as shrapnel, surgical clips, or fragments from welding? | |
Do you have any implanted medical devices such as cardiac pacemakers or medical pumps? | |
Are you taking any medications? | |
Are you pregnant, or are you sexually active and not sure whether you might be pregnant? | |
Does anyone in your family have epilepsy? | |
Do you need any further explanations on tDCS/HD-tDCS or its associated risks? |
Table 1. Screening for contraindications and special considerations before tDCS / HD-tDCS.
Materials | One conventional tDCS device |
One 4×1 Multichannel Stimulation Adapter | |
Four 9-volt batteries | |
One modular electroencephalogram recording cap | |
Five Ag/AgCl sintered ring electrodes | |
Five specially-designed HD plastic casings and their respective caps | |
One plastic plunger | |
Cables | |
One measuring tape | |
One wooden cotton swab | |
Electrically conductive gel | |
One 3- or 5-ml syringe | |
Adhesive tape | |
Paper towels |
Table 2. Materials.
Did you experience any of the following symptoms or side effects? | Enter a value (1-4) in the space below. 1-Absent 2-Mild 3-Moderate 4-Severe |
If present, do you think this is related to HD-tDCS? 1-None 2-Remote 3-Possible 4-Probable 5-Definite |
Notes |
Headache | |||
Neck pain | |||
Scalp pain | |||
Scalp burns | |||
Tingling | |||
Skin redness | |||
Sleepiness | |||
Trouble concentrating | |||
Acute mood change | |||
Other (specify): |
Table 3. Adverse effect screening following HD-tDCS.
Critical Steps
Aspects to be checked prior to starting the procedure
Before starting the stimulation, researchers should make sure that the participant has no contraindications for HD-tDCS. Table 1 lists some important considerations to be taken into account and summarizes the most important contraindications, including presence of metallic implants or devices in the head, severe brain injuries or significant skin lesions. The researcher should inspect for presence of the latter within the 4×1-ring perimeter while preparing for electrode placement. We do not recommend application of the technique if such lesions exist. This is important as, though skin lesions have not been reported when using the HD electrodes and casings shown in this article, skin damage has been reported after delivery of several consecutive sessions of conventional tDCS 3, particularly if performed over a period of 14 days 25.
The presence of metallic implants or defects in the skull or brain parenchyma can significantly modify current flow 17,26 and result in stimulation of cortical regions other than those intended. For safety reasons, stimulation should be avoided in patients with implanted medical devices. Relative contraindications include presence of epilepsy or history of a stroke, unless the study is specifically focused on studying these conditions. HD-tDCS should be avoided in pregnant women due to lack of data on safety.
It is of utmost importance to check the polarity of the cables when connecting the 4×1 Multichannel Stimulation Adapter to the conventional tDCS device. Failure to do so may result in delivering the wrong type of stimulation to the participant. Make sure that the cable labeled as “Center”, which may often be red, is plugged to the correct terminal (anode or cathode).
The operator should also visually inspect the Ag/AgCl sintered ring electrodes for evidence of deposition of electrolysis products before each use and replace them if indicated. After each active stimulation session, products of electrochemical reactions tend to build up on the rough surface on the bottom of the electrodes. For this reason, it is recommended that each electrode be located in the center of the 4×1 configuration for two active stimulation sessions only. Subsequently, it can be rotated and used as one of the return electrodes. Once each of the five electrodes in a set has served as the center electrode twice, it is recommended to use a new set of electrodes. It is straightforward to label each electrode and record the number of uses in order to rotate them in a coordinated manner. In addition to tolerability, the (limited) rotation of electrodes is also intended to avoid a high-impedance case where current will not be divided equally across the four return electrodes. The operator is responsible for checking contact quality prior to the stimulation (as explained in Steps 5.12 to 5.14), and ensuring that no abnormally high resistance values are observed.
It might occur that participants move their heads excessively or inadvertently pull the cables and dislodge or break them. For this reason, it is advisable to loop each cable around its plastic casing and to tape the 4×1 adapter output cable to a surface (i.e. the chair or the participant’s clothes).
If desired, it may be possible to add topical anesthetics to the scalp in order to prevent potentially uncomfortable sensations and to enhance blinding of participants in the study. However, it should be kept in mind that, although skin burns have not been reported with HD-tDCS, there could be a small theoretical risk for this adverse effect and the use of topical anesthetics might prevent participants from reporting it during the stimulation. In this demonstration, as well as in our previous studies, we have not used topical anesthetics as any discomfort is generally reported as mild.
As mentioned above, in order to have optimal results it is very important to prevent the electrical gel from spreading beyond the limits of the plastic casing. Otherwise, current might shunt from one electrode to another.
Important considerations during the stimulation
Unless this is required as part of study design, the subject should not be sleeping, reading or otherwise distracted during the stimulation session. This is important as it has been reported that intense cognitive effort, boredom or sleeping, muscle activation and other activities leading to changes in cortical excitability can result in altered and opposed effects of conventional tDCS 27.
Upon initiation of the stimulation, and in order to prevent side effects from sudden start of current flow, the device automatically ramps current up and down over a period of thirty seconds. For similar reasons, do not switch between “Pass” and “Scan” modes while the conventional tDCS device is generating current. It is always advisable to periodically ask subjects whether they feel comfortable with the procedure in order to make sure that the stimulation is proceeding safely.
Stimulation in susceptible populations, including pediatric patients, may require dose adjustment.
Practical aspects after the procedure
In order to collect further evidence on safety and to monitor HD-tDCS effects, we recommend using an adverse effects questionnaire such as the one depicted in Table 3, which should be delivered to participants following each session. Make sure to screen for the presence of the most common adverse effects associated with HD-tDCS, such as discomfort, tingling, itching and burning sensations. Furthermore, the meaningfulness of these data can be improved by also asking for quantitative subjective scores. This can be achieved by having a numeric scale for patients to report the intensity or severity of the adverse effects, for instance from 1 to 5 or from 1 to 10. It is also important to deliver the side effect questionnaire after each sham session. This allows for comparing the frequency of adverse effects associated with both active and sham stimulation. For conventional tDCS, some side effects have been reported to be even more frequent in the sham group 24, headache being one example.
Possible modifications
For 4×1 HD-tDCS, stimulation protocols may be designed involving different target locations, current polarity and intensity, and radius of the ring. As a general rule, increasing 4×1 ring diameter will increase the depth of penetration and maximum intensity under the ring 28. Conversely, reducing ring radius increases focality but decreases induced brain electric field. Therefore, further investigation of optimal dose per indication is warranted.
Although this article is focused on 4×1-ring HD-tDCS, other electrode deployments can also be used, such as 4×2 and 3×3 (dual strip), among others. Though HD-tDCS offers many options for customization, the methods for positioning and preparing electrodes, as described here, should be followed along with using only hardware and accessories that have specifically been tested for this purpose. This includes paying special attention to HD plastic casing design, gel, and electrodes. For example, electrodes other than Ag/AgCl sintered ring have also been tested in order to deliver DC, such as Ag pellet, Ag/AgCl pellet, Ag/AgCl disc and rubber pellet 9. However, both Ag and rubber pellet electrodes induced changes in pH, and increases in temperature and electrode potential were reported for all electrodes except for Ag/AgCl ring and disc. Therefore, it appears that Ag/AgCl ring electrodes may be an effective and safer approach. In the future, modifications of the approach described in this paper may also be used to deliver interventions such as transcranial alternating current stimulation.
Limitations
At this point, the role of 4×1-ring HD-tDCS polarity on cortical excitability remains unclear. Though neurophysiological studies have reported that both 1.0 mA and 2.0 mA of anodal 4×1-ring HD-tDCS led to increases in cortical excitability among healthy subjects 13,14, a wider body of evidence specifically addressing HD-tDCS studies is needed before any generalization can be made. In addition, it is noteworthy that the effects of cortical excitability modulation using 4×1-ring HD-tDCS may be time-dependent, reaching their peak several minutes after the end of the stimulation and not immediately after it 14,16. Therefore, sequential assessments over different time points following the intervention may be needed in order to obtain accurate results.
The authors have nothing to disclose.
The authors thank Kayleen Weaver for editorial assistance, Alexandre Venturi for volunteering for this video, Dennis Truong for providing one of the figures used in this article, and the Wallace H. Coulter Foundation for the support given to conduct this work. MS Volz is funded by a doctoral scholarship from Deutsche Schmerzgesellschaft e.V. [German chapter of the International Association for the Study of Pain (IASP)].
Name of Reagent/Material | Company | Catalog Number | Comments |
One conventional tDCS device (Soterix 1×1 Low-intensity DC Stimulator) | Soterix Medical Inc., New York, NY, USA | 1300A | |
One 4×1 Multichannel Stimulation Adapter | Soterix Medical Inc., New York, NY, USA | 4X1-C2 | |
Four 9V batteries | Many manufacturers available | ||
One modular electroencephalogram recording cap | EASYCAP GmbH, Germany | EASYCAP | |
Five Ag/AgCl sintered ring electrodes | Stens Biofeedback Inc., San Rafael, CA, USA | EL-TP-RNG Sintered | |
Five specially-designed plastic casings and their respective caps | Soterix Medical Inc., New York, NY, USA | ||
One plastic plunger | Soterix Medical Inc., New York, NY, USA | PSYR-5 | |
Cables | Soterix Medical Inc., New York, NY, USA | CSIN-X2 Input Cable, CSOP-D5 Output Cable | |
One measuring tape | Many manufacturers available | ||
One wooden cotton swab | Many manufacturers available | ||
Electrically conductive gel (Sigma Gel) | Parker Laboratories, New Jersey, NJ, USA | 15-25 | |
One 3- or 5-ml syringe | Many manufacturers available | ||
Adhesive tape | Many manufacturers available | ||
Paper towels | Many manufacturers available |