Catheter ablation is combined with placement of the WATCHMAN Left Atrial Appendage Closure Device to prevent ischemic stroke in a patient with non-valvular atrial fibrillation.
Atrial fibrillation (AF) is the most common sustained cardiac arrhythmia, affecting millions of individuals worldwide 1-3. The rapid, irregular, and disordered electrical activity in the atria gives rise to palpitations, fatigue, dyspnea, chest pain and dizziness with or without syncope 4, 5. Patients with AF have a five-fold higher risk of stroke 6.
Oral anticoagulation (OAC) with warfarin is commonly used for stroke prevention in patients with AF and has been shown to reduce the risk of stroke by 64% 7. Warfarin therapy has several major disadvantages, however, including bleeding, non-tolerance, interactions with other medications and foods, non-compliance and a narrow therapeutic range 8-11. These issues, together with poor appreciation of the risk-benefit ratio, unawareness of guidelines, or absence of an OAC monitoring outpatient clinic may explain why only 30-60% of patients with AF are prescribed this drug 8.
The problems associated with warfarin, combined with the limited efficacy and/or serious side effects associated with other medications used for AF 12,13, highlight the need for effective non-pharmacological approaches to treatment. One such approach is catheter ablation (CA), a procedure in which a radiofrequency electrical current is applied to regions of the heart to create small ablation lesions that electrically isolate potential AF triggers 4. CA is a well-established treatment for AF symptoms 14, 15, that may also decrease the risk of stroke. Recent data showed a significant decrease in the relative risk of stroke and transient ischemic attack events among patients who underwent ablation compared with those undergoing antiarrhythmic drug therapy 16.
Since the left atrial appendage (LAA) is the source of thrombi in more than 90% of patients with non-valvular atrial fibrillation 17, another approach to stroke prevention is to physically block clots from exiting the LAA. One method for occluding the LAA is via percutaneous placement of the WATCHMAN LAA closure device. The WATCHMAN device resembles a small parachute. It consists of a nitinol frame covered by fabric polyethyl terephthalate that prevents emboli, but not blood, from exiting during the healing process. Fixation anchors around the perimeter secure the device in the LAA (Figure 1). To date, the WATCHMAN is the only implanted percutaneous device for which a randomized clinical trial has been reported. In this study, implantation of the WATCHMAN was found to be at least as effective as warfarin in preventing stroke (all-causes) and death (all-causes) 18. This device received the Conformité Européenne (CE) mark for use in the European Union for warfarin eligible patients and in those who have a contraindication to anticoagulation therapy 19.
Given the proven effectiveness of CA to alleviate AF symptoms and the promising data with regard to reduction of thromboembolic events with both CA and WATCHMAN implantation, combining the two procedures is hoped to further reduce the incidence of stroke in high-risk patients while simultaneously relieving symptoms. The combined procedure may eventually enable patients to undergo implantation of the WATCHMAN device without subsequent warfarin treatment, since the CA procedure itself reduces thromboembolic events. This would present an avenue of treatment previously unavailable to patients ineligible for warfarin treatment because of recurrent bleeding 20 or other warfarin-associated problems.
The combined procedure is performed under general anesthesia with biplane fluoroscopy and TEE guidance. Catheter ablation is followed by implantation of the WATCHMAN LAA closure device. Data from a non-randomized trial with 10 patients demonstrates that this procedure can be safely performed in patients with a CHADS2 score of greater than 1 21. Further studies to examine the effectiveness of the combined procedure in reducing symptoms from AF and associated stroke are therefore warranted.
1. Pre-procedure Preparation
2. Catheter Ablation
3. Implantation of the WATCHMAN Device
4. Post-procedure
In a preliminary study of WATCHMAN implantation in 10 patients that had a high risk of stroke and bleeding, 9 of the patients received the device after a catheter ablation. The data from this study is published in the Netherlands Heart Journal, and is presented here with permission 21. All patients included in the study were fully informed about the procedure and signed a consent form. The study was approved by the hospital’s ethics committee and all procedures were performed in accordance with the hospital’s ethics standards and the Helsinki Declaration of 1975 (revised in 2008).
The characteristics of these patients are summarized in Table 1. All patients had documented AF with a high stroke risk (CHADS2 >1) and all but one of the patients had history of stroke. LAA closure was indicated as an alternative to OAC for the following reasons: stroke during OAC therapy (3/10), severe bleeding during OAC therapy (2/10) and patient preference (5/10). Prior to the procedure all patients were taking a vitamin K antagonist. The median CHADS2 score for this group was 3, with a median CHA2DS2-VASc score of 3.5 and a median HAS-BLED score of 1.5. Prior to the procedure, all patients underwent TEE to exclude LAA thrombus and to rule out structural cardiac abnormalities. Among patients, the average maximum LAA diameter was 20.2±2.2 mm with an average depth of 27.9±5.4 mm. 40% of the patients had a multi-lobular atrial appendage.
Table 2 outlines procedural characteristics. The WATCHMAN LAA closure device was successfully placed in all 10 patients. Based on patient anatomy determined during preliminary TEE, three different device sizes were used. The median total procedure time was 104 min (range 75-167 min), including a median 56 min (range 38-137 min) for LAA occlusion. During the procedure, an asymptomatic catheter thrombus occurred in one patient. The thrombus was aspirated and the patient received an extra bolus of heparin. Prolonged femoral vein bleeding in this patient necessitated a blood transfusion and extended hospitalization. All other patients were discharged from the hospital on the day following the procedure (Table 2). OAC was continued at least until TEE was performed at 45 days, at which point the device position and closure rate was assessed.
The findings at the 45-day patient follow-up are summarized Table 3. Successful device implantation was defined as long-term sealing of the LAA as measured by TEE 45 days after the procedure without major adverse events. Residual flow (< 5 mm) around the device was allowed after the procedure (according to the PROTECT-AF study). Importantly, no thromboembolic cerebral events occurred. Minimal residual flow was observed in 3 patients. TEE revealed asymptomatic embolization of the device in one patient, and the device was percutaneously retrieved via the femoral vein. Thrombus was not seen on the device in any cases. One patient required a redo-ablation procedure 3 months after the initial procedure, in which pulmonary vein isolation was successful. The implanted LAA device was not affected by and did not interfere with the procedure. Three of the 10 patients were able to discontinue warfarin treatment at 45 days. In the PROTECT-AF18 and Continues Access Registry29 device embolization occurred in 3 patients out of the 1,002 patients implanted.
Figure 2 shows a TEE screen capture of the LAA in one example patient in which no residual flow is observed 45 days post-procedure. In contrast, flow around the device, as evidenced by color Doppler, is seen for another patient (Figure 3).
Baseline Characteristics | |
Number, n | 10 |
Age (years) | 61.6 +/9.6 |
Sex (%female) | 5 (50) |
Median CHADS2 | 3 (2-4) |
2 | 4 (40) |
3 | 4 (40) |
4 | 2 (20) |
CHA2DS2-VASc | 3.5 (2-6) |
HAS-BLED | 1.5 (1-4) |
Vitamin K antagonist, n(%) | 10 (100) |
Indication, n(%) | |
Bleeding with OAC | 2 (20) |
Stroke using OAC | 3 (30) |
Patient Preference | 5 (50) |
LAA, mm | |
LAA width | 20.2+/2.2 |
LAA length | 27.9+/-5.4 |
Multilobular | 4 (40) |
Table 1. Baseline characteristics of patients enrolled in the study. Data reprinted with permission from the Netherlands Heart Journal 21. All data are presented as mean +/- standard deviation, as number with percentage (n(%)) or median with lower and upper range, N=number, mm=millimeters, OAC=oral anticoagulation, LAA=left atrial appendage.
Procedural characteristics | |
PVAC, n(%) | 9 (90) |
Size device (mm) | 24 (21-27) |
21 | 1 (10) |
24 | 8 (80) |
27 | 1 (10) |
LAA Occlusion Time (min) | 56 (38-137) |
Total procedural time (min) | 104 (75-167) |
Devices, n | 2 (1-3) |
Complications, n(%) | |
Catheter thrombus | 1 (10)* |
Inguinal bleeding | 1 (10)* |
Pericardial effusion | 0 (0)* |
TEE | |
Successful implantation | 10 (100) |
Residual Flow | 1 (10) |
Hospitalization, days | 2 (2-7) |
Table 2. Procedural characteristics. Data reprinted with permission from the Netherlands Heart Journal 21. All data are presented as mean +/- standard deviation, as number with percentage (n(%)) or median with lower and upper range, N=number, mm=millimeters, PVAC=pulmonary vein ablation catheter, TEE=Transesophageal echocardiography. *Both in the same patient.
Follow-up characteristics at 45 days | |
Number, n (%) | 10 |
TEE, n (%) | |
Residual flow | 3 (33) |
Device embolization | 1 (10) |
Thrombus on device | 0 (0) |
Vitamin K antagonist, n(%) | 6 (67) |
Complications during follow-up, n(%) | |
Death | 0 (0) |
Stroke or TIA | 0 (0) |
Bleeding | 1 (10) |
Table 3. 45-day follow-up. Data reprinted with permission from Netherlands Heart Journal 21. All data are presented as mean +/- standard deviation, as number with percentage (n(%)) or median with lower and upper range, N=number, mm=millimeters, TEE=Transesophageal echocardiography, TIA=transient ischemic attack.
Figure 1. The WATCHMAN Device. The WATCHMAN device is a nitinol cage covered with a Polyethyl terephthalate membrane. Fixation barbs around the perimeter secure the device in the LAA.
Figure 2. A complete LAA isolation or occlusion. TEE with color Doppler demonstrating proper positioning and occlusion at 45 days post-procedure from different TEE-angulations in a single patient. As the TEE probe looks at the device between 0-180 °, there is no flow in the appendage and that the device is appropriately placed in all views.
Figure 3. An incomplete LAA occlusion. TEE with color Doppler 45 days post-procedure demonstrating flow (leak) around the device. As the TEE probe looks at the device between 0-180 °, a small gap (<5 mm) with color flow is seen around the device. These findings still can be qualified as successful sealing. Therefore OAC can be stopped. All images are from the same patient.
The preceding text describes a procedure for combined catheter ablation and left atrial appendage occlusion as treatment for AF and prevention of associated thromboembolic events. Preliminary data indicate that this procedure can be safely performed in patients at high risk for stroke. No technical difficulties have been encountered in performing the combined procedure. While no improvement to either procedure can be expected since they do not influence each other, the combined procedure may offer several advantages over performing the procedures separately. The combined procedure enables simultaneous treatment of AF symptoms and reduction of stroke risk, improving quality of life for those affected by AF. It may also present drug refractory-patients a treatment option by allowing them to undergo implantation of the WATCHMAN device without subsequent warfarin treatment. Furthermore, the need for, and associated risk of, a repeated left atrial intervention and transseptal puncture is reduced should LAA closure become desirable during follow-up.
While CA is an established treatment for symptoms of AF, recent data suggest that it is also effective in reducing stroke. In a retrospective analysis of matched AF patient pairs, Reynolds and colleagues saw a significant decrease in the relative risk of stroke and transient ischemic attack events among patients who underwent ablation compared with those undergoing antiarrhythmic drug therapy 16. Data also indicates that amputation of the LAA or occlusion via surgical ligation or device placement effectively reduces embolic events. These methods appear promising: in a study of patients undergoing mitral valve replacement those that underwent surgical ligation had significantly fewer strokes (3 vs. 17%) 19, 23. A less invasive, thoracoscopic ligation using an loop snare procedure has been performed successfully in 14 of 15 patients with stroke occurring in 2 patients (4%) over the following 42 months 19,24.
Several percutaneous catheter LAA occlusion devices have been developed including the Amplatzer Cardiac Plug (AGA medical), the Transcatheter Patch (Custom Medical Devices), the percutaneous LAA Transcatheter occlusion (PLAATO) system, and the WATCHMAN LAA occlusion device. At present, clinical studies regarding safety and efficacy are published only for PLAATO (which is no longer available) and the WATCHMAN. The PLAATO demonstrated safety and efficacy and offers proof of concept for LAA closure using a nitinol filter-based device. The device was a self-expanding nitinol cage covered in polytetrafluoroethylene that prevented blood from entering the LAA 25. A non-randomized study of 64 patients with a CHADS2 of >2 demonstrated complete occlusion in more than 98% of patients. After 5 years, the stroke/transient ischemic attack rate was reduced to 3.8% compared to the expected 6.6% in a population 26.
The data obtained from the PROTECT AF study 18, which compared the efficacy of the WATCHMAN device to treatment with warfarin further support a device-based approach of LAA occlusion. This randomized study showed that implantation WATCHMAN was found to be non-inferior in terms of all-cause stroke and all-cause mortality in OAC eligible patients, raising the possibility that the procedure could eventually be used as an alternative to chronic warfarin therapy in patients who are drug-refractive 18. In the study published in Netherlands Heart Journal in 2012 21, we successfully implanted the device in 10 patients, 9 of whom underwent concurrent CA. Note that although residual flow was seen in 3 cases at 45 days follow up, Viles-Gonzalez and colleagues have shown that this residual flow around the device is not associated with an increased risk of thromboembolic events 27.
While the available data support both CA and LAA occlusion using the WATCHMAN device as effective treatments for AF, both procedures are associated with complications. A worldwide survey of CA in 2010 showed that complications occur in 4.5% of patients 14. The most significant complications include: death, cerebral thromboembolic events, extrapericardial pulmonary vein perforation, tamponade, stenosis, and atypical flutter of new onset (iatrogenic) 14, 15, 28. Procedural complications that may result from WATCHMAN device placement procedure include serious pericardial effusion, device embolization, procedure-related stroke 18. In both cases, the incidence of complications has been found to depend on operator experience 15, 29.
In the 2012 study of the combined procedure, complications were limited to one device embolism. Half of the patients did not have documented recurrence of AF at 3-month follow-up. The other half of the patients required at least one direct current cardioversion. One patient underwent repeat ablation and it was successful 21. Though this study was of a small population and does not provide a direct comparison with other methods of treatment, studies of safety in each of the independent procedures 29, 30 suggest that the potential benefits of treatment offsets the increase in safety risk. Additional safety issues to consider are the longer procedural times, requirement for general anesthesia, and the increased risk of GI-tract bleeding with TEE monitoring, which must accompany WATCHMAN placement.
While the procedure described herein describes a combined procedure of WATCHMAN placement and PV CA, it is important to note that WATCHMAN placement does not preclude a strategy of electrical isolation of the LAA. A recent study by Di Biase and colleagues demonstrated that in a selected patient group with recurrent AF, 27% showed foci arising from the LAA after an initial ablation, which was optimally treated via complete circumferential LAA isolation31. This patient group might especially benefit from LAA closure because electrical isolation of the LAA could lead to LAA stasis even during sinus rhythm, making it more thrombogenic. In patients for whom AF ablation and LAA closure is considered, one could first perform an electrophysiological study with pharmacological challenges to detect and ablate possible LAA triggers before implantation of the WATCHMAN device 31.
Given the present study is not randomized, and is limited to a 45-day follow up with 10 high-risk patients, numerous questions remain to be addressed: Is the combined CA/WATCHMAN implantation procedure more effective in stroke prevention and relief of AF symptoms than either method alone? How do the benefits of the procedure compare if the order of the procedures is reversed, with LAA occlusion first? How does the safety of the procedure compare to either device implantation or CA alone? Is this effective in lower-risk patients? Is the need for future ablations affected by the combined procedure? Can the procedure be performed with equal success in patients not taking warfarin? Future studies will include a randomized control study to examine whether combining these techniques improves patient outcome and quality of life in these patients.
Note that when performing this procedure it is important to carefully evaluate the LAA anatomy when selecting the device size and to thoroughly check the placement of the device before releasing it. It is also very important to ensure that the depth of the landing zone for the device is equal or greater than the maximum width of the LAA ostium. These steps are critical for patient safety and effectiveness of the procedure.
The authors have nothing to disclose.
The authors would like to thank Ted van de Beek of Boston Scientific for his support during the preparation of this manuscript.