Here, we present a protocol for fabrication of 3D graphene-based polyhedrons via origami-like self-folding.
The assembly of two-dimensional (2D) graphene into three-dimensional (3D) polyhedral structures while preserving the graphene’s excellent inherent properties has been of great interest for the development of novel device applications. Here, fabrication of 3D, microscale, hollow polyhedrons (cubes) consisting of a few layers of 2D graphene or graphene oxide sheets via an origami-like self-folding process is described. This method involves the use of polymer frames and hinges, and aluminum oxide/chromium protection layers that reduce tensile, spatial, and surface tension stresses on the graphene-based membranes when the 2D nets are transformed into 3D cubes. The process offers control of the size and shape of the structures as well as parallel production. In addition, this approach allows the creation of surface modifications by metal patterning on each face of the 3D cubes. Raman spectroscopy studies show the method allows the preservation of the intrinsic properties of the graphene-based membranes, demonstrating the robustness of our method.
Two-dimensional (2D) graphene sheets possess extraordinary optical, electronic, and mechanical properties, making them model systems for the observation of novel quantum phenomena for next-generation electronic, optoelectronic, electrochemical, electromechanical, and biomedical applications1,2,3,4,5,6. Apart from the as-produced 2D layered structure of graphene, recently, various modification approaches have been investigated to observe new functionalities of graphene and seek new application opportunities. For example, modulating (or tuning) its physical properties (i.e., doping level and/or band gap) by tailoring the shapes or patterning of the 2D structure to a one-dimensional (1D) or zero-dimensional (0D) structure (e.g., graphene nanoribbon or graphene quantum dots) has been studied to obtain new physical phenomena including quantum confinement effects, localized plasmonic modes, localized electron distribution, and spin-polarized edge states7,8,9,10,11,12. In addition, varying the texture of 2D graphene by crumpling (often called kirigami), delamination, buckling, twisting, or stacking of multiple layers, or changing the graphene surface shape by transferring 2D graphene on top of a 3D feature (substrate) has been shown to change the graphene's wettability, mechanical characteristics, and optical properties13,14.
Beyond changing the surface morphology and layered structure of 2D graphene, assembly of 2D graphene into functionalized, well-defined, three-dimensional (3D) polyhedrons has been of great interest recently in the graphene community to obtain new physical and chemical phenomena15. In theory, the elastic, electrostatic, and van der Waals energies of 2D graphene-based structures can be leveraged to transform the 2D graphene into various 3D graphene-origami configurations16,17. Based on this concept, theoretical modeling studies have investigated 3D graphene structure designs, formed from nanoscale 2D graphene membranes, with possible uses in drug delivery and general molecular storage16,17. Yet, the experimental progress of this approach is still far from realizing these applications. On the other hand, a number of chemical synthetic methods have been developed to achieve 3D structures via template-assisted assembly, flow-directed assembly, leavening assembly, and conformal growth methods18,19,20,21,22. However, these methods are currently limited in that they cannot produce a 3D, hollow, enclosed structure without losing the intrinsic properties of the graphene sheets.
Here, a strategy for building 3D, hollow, graphene-based microcubes (overall dimension of ~200 µm) by using origami-like self-folding is outlined; overcoming the foremost challenges in the construction of free-standing, hollow, 3D, polyhedral, graphene-based materials. In origami-like, hands-free self-folding techniques, 2D lithographically patterned planar features (i.e., graphene-based membranes) are connected with hinges (i.e., thermal-sensitive polymer, photoresist) at various joints, thereby forming 2D nets which fold up when the hinges are heated to melting temperature23,24,25,26. The graphene-based cubes are realized with window membrane components composed of a few layers of chemical vapor deposition (CVD) grown graphene or graphene oxide (GO) membranes; both with the use of polymer frames and hinges. The fabrication of the 3D graphene-based cubes involves: (i) preparation of protection layers, (ii) graphene-membrane transfer and patterning, (iii) metal surface patterning on graphene-membranes, (iv) frame and hinges patterning and deposition, (v) self-folding, and (vi) removal of the protection layers (Figure 1). This article focuses mostly on the self-folding aspects of the 3D graphene-based cubes fabrication. Details on physical and optical properties of the 3D graphene-based cubes can be found in our other recent publications27,28.
CAUTION: Several of the chemicals used in these syntheses are toxic and may cause irritation and severe organ damage when touched or inhaled. Please use appropriate safety equipment and wear personal protective equipment when handling the chemicals.
1. Preparation of Aluminum Oxide and Chromium Protection Layers on a Copper Sacrificial Layer
2. Preparation of Graphene and Graphene Oxide Membranes
Note: In this study, two types of graphene-based materials are used: (i) chemical vapor deposition (CVD) grown graphene and (ii) graphene oxide (GO).
3. Metal Surface Patterning on Graphene-Based Membranes
Note: A common photolithography process was conducted to achieve the surface patterning using a UV contact mask aligner and electron-beam evaporator (see 1.2 – 1.4).
4. Fabrication of Polymer Frames and Hinges
5. Self-Folding in DI Water
Note: When the PR-2 hinges are melted (or reflow), a surface tension force is generated; hence, the 2D structures transform into 3D structures (a self-folding process).
6. Removal of the Protection Layers
Figure 2 displays optical images of the lithographic processes of the 2D graphene and GO net structures and subsequent self-folding process. The self-folding process is monitored in real-time via a high-resolution microscope. Both types of 3D graphene-based cubes are folded at ~80 °C. Figure 3 lays out video captured sequences showing the self-folding of 3D graphene-based cubes in a parallel manner. Under an optimized process, this approach shows a highest yield of ~90%.
Figure 4 shows optical images of the 3D assembled graphene- and GO-based cubes with and without surface patterns. The overall size of the self-folded cubes is 200 (width) × 200 (length) × 200 (height) µm3. To show the surface patterning ability, 20 nm thick Ti patterned features and "UMN" lettering are defined on each face of the 3D graphene-based cubes.
To evaluate the structural changes in the graphene and GO membranes during the self-folding process, properties of the graphene and GO structures before and after self-folding are characterized via Raman spectra. Figure 5a and 5b include Raman spectroscopy of pristine graphene-based materials, 2D graphene-based nets, and 3D graphene-based cubes. The results show no noticeable changes in Raman peak position and intensity for both graphene and GO membranes after the self-folding. However, when protection layers are not used (Figure 5c), noticeable changes in relative peak intensities were observed, indicating the changes or damages to the properties of graphene during the self-folding.
Figure 1: Schematic illustration of the self-folding process of 3D graphene-based cubes (a) patterning 2D net protection layer. (b) transferring graphene-based membranes on top of the protection layer. (c) metal surface patterning on graphene-based membranes. (d) patterning frame and hinge. (e) releasing the 2D structures from the substrate and self-folding driven by the reflow of the hinges via high temperature. (f) removal of the protection layer of 3D graphene-based cubes. This figure is adapted with permission28. Copyright 2017, American Chemical Society. Please click here to view a larger version of this figure.
Figure 2: Optical images of the lithographic fabrication process of 2D graphene and GO net structures and subsequent self-folding process (a-c) Fabrication of protection layers. (a) 10 nm thick Cr and 300 nm thick Cu sacrificial layers are deposited on a Si wafer. (b) 10 nm thick Cr layer and (c) 100 nm thick Al2O3/10 nm thick Cr protection layers are defined (160 × 160 µm2). (d-g) 2D nets with CVD graphene membranes and Ti patterns. (d) The multilayer graphene is transferred onto the substrate and patterned via an oxygen plasma treatment. (e) On top of the patterned graphene membranes, 20 nm thick Ti patterns are defined. (f) The 5 µm thick PR-3 frames are patterned. (g) To make the hinge pattern, a 10 µm thick PR-2 film is patterned. (h-k) 2D nets with GO membranes and Ti patterns. (h) GO in water is spin-coated three times at 1000 rpm for 60 seconds to produce ~10 nm thick GO membranes. A lift-off via flood exposure process is performed to pattern the GO membranes. (i) On top of the patterned GO, Ti patterns are defined. Then, (j) the PR-3 cubic frames and (k) PR-2 hinges are patterned. (l-n) Self-folding process. (l) Release of the 2D nets from the sacrificial layer. (m) Self-folding of the free-standing 2D nets in water by applying a temperature of ~80 °C. (n) Removal of the protection layers. Scale bar =200 µm. This Figure is adapted with permission28. Copyright 2017, American Chemical Society. Please click here to view a larger version of this figure.
Figure 3: A video-captured sequence of the self-folding process of 3D graphene-based cubes Real-time optical images of 3D graphene-based cubes captured after (a) 0, (b) 30, (c) 60, (d) 90, (e) 120, and (f) 150 s (before etching the protection layer). Scale bar =200 µm. Please click here to view a larger version of this figure.
Figure 4: Optical images of the 3D graphene-based cubes with and without surface patterns (a-b) a 3D cube with three layers of CVD graphene films and a zoomed-in image of the top surface of the 3D CVD graphene-based cube. (c-d) a 3D cube with metal patterns (20 nm thick Ti) on the CVD graphene membranes and a zoomed-in image of the top surface of the 3D graphene-based cube with the Ti patterns. (e-f) a 3D GO-based cube and a zoomed-in image of the top surface of the 3D GO-based cube. (g-h) a self-folded 3D GO-based cube with Ti patterns and a zoomed-in image of the top surface of the 3D GO-based cube with the Ti patterns. Scale bar = 100 µm. This figure is adapted with permission28. Copyright 2017, American Chemical Society. Please click here to view a larger version of this figure.
Figure 5: Raman spectroscopy of 2D graphene-based membranes and 3D graphene-based cubes (a) Raman spectrum of pristine CVD graphene on a Si substrate, 2D patterned CVD graphene (before self-folding), and free-standing 3D graphene cubes (after self-folding). The three peaks near ~ 1340 cm-1 (D band), ~ 1580 cm-1 (G band) and ~ 2690 cm-1 (2D band) are observed. (b) Raman spectrum of ~ 10 layers (~ 10 nm thick) of GO films on Si, before self-folding, and after self-folding (free-standing cubes). The four peaks at ~ 1360 cm-1 (D band), ~ 1605 cm-1 (G band), ~ 2715 cm-1, and ~ 2950 cm-1 (D+G band) are observed. (c) Raman spectrum of 3D graphene-based structures with (green) and without (red) the use of the Al2O3/Cr protection layer. Please click here to view a larger version of this figure.
For the cubes fabricated with CVD graphene, because each face of a given cube is designed with an outer frame surrounding a ~160 × 160 µm2 area of free-standing graphene, a single sheet of monolayer graphene does not have the necessary strength to permit parallel processing of the cubes. For this reason, graphene membranes consisting of three layers of CVD graphene monolayer sheets are produced via three separate graphene transfers using multiple PMMA coating/removal steps. On the other hand, for GO membrane preparation, we use individual GO sheets in water, obtained via a modified Hummer's method27.To pattern the GO membranes, traditional photolithography followed by a lift-off process via flood exposure is used. The process uses a flood exposure after traditional photolithography but before GO membrane deposition. After GO spin-coating, a lift-off process is then performed in developer to remove the unwanted GO areas. Some developers contain sodium hydroxide (NaOH) aqueous alkaline solution which etches aluminum and Al2O3. Therefore, a NaOH free developer should be used. For this work, the specific developer used to fulfill this requirement is developer-2 solution.
The frames of the 3D cubes supporting the graphene-based membranes are made of PR-3 due to its high mechanical and thermal stability as well as high optical transparency29. It is known that the thermal and mechanical stability of PR-3 depends on the cross-linking process30. The maximum cross-linking of PR-3 occurs when it is hard-baked over ~200 °C. After the hard-baking, the dynamic modulus of PR-3 improves, indicating that the structures have more mechanical strength during dynamic motion and thus are more mechanically stable. In fact, when the heat is applied to the cubes (or samples) for self-folding, the PR-3 frames maintain their original shape. Another source of potential damage is the deposition of Ti patterns as they might produce compressive stress on the graphene membranes; however, the demonstration of undamaged graphene membranes after self-folding indirectly indicates the mechanical stability of the PR-3 could contribute to the conservation of the graphene membranes (Figure 3, Figure 4). Furthermore, the photo-definable property of PR-3 allows easy control of the sizes and shapes of the 3D cubes, along with easy control of the folding angle of 3D structures for the realization of diverse 3D structures including semi-3D structures.
In the origami-like self-folding principle, a surface tension torque is produced to fold a 2D net structure via the reflow of the hinge materials (e.g., thin metal films or thermal-sensitive polymers)26,31. The surface tension of the polymer PR-2 hinges is lower (~0.03 N/m) than that of metal hinges (e.g., solder ~0.5 N/m)26,28. The lower surface tension produces less rotational torque when the 2D nets are folded compared to 2D nets with metal hinges26,31. The lower torque could reduce the stress on the tri-layer graphene-based membranes during the self-folding process. The 3D graphene-based cubes are folded at ~80 °C (Figure 3), in which the hinges reflow at their melting point (for metal solder hinges, the melting point is ~230 °C)26. Remarkably, under an optimized process, this approach shows a highest yield of ~90%.
During the lithography process and self-folding, the spatial stress on graphene membranes induces delamination, buckling, cracking, and/or ripping. For example, (i) when the 2D nets with graphene membranes are released from the sacrificial layer, strong Van der Waals forces between the graphene and sacrificial layer (including Cu or even many other substrates) can be generated, resulting in broken graphene membranes; and (ii) during the self-folding in liquid, surface tension force, fluidic force, and gravitational force cause cracking and buckling of graphene membranes. A Cu layer is used for a sacrificial layer and an additional patterned Al2O3/Cr layer is used as a protection layer to shield the graphene-based membranes. Initially, a thin (10 nm thick) Cr layer has been used as a protection layer. However, the thin Cr layer shows buckling structures since the mechanical properties of the Cr layer are not strong enough to hold the graphene-based membranes when the structure is released from the Cu sacrificial layer. Later, to resolve this issue, 100 nm thick Al2O3/10 nm thick Cr layers are added on top of the 10 nm thick Cr/300 nm thick Cu sacrificial layer as described above. As a result, the protection layer allowed retention of the graphene membranes throughout the fabrication process and self- folding. The protection layers on the 3D cube can be removed after self-folding by an appropriate etchant without damage to the graphene membranes.
The 3D CVD graphene-based cube image presents a highly transparent, free-standing, enclosed architecture (Figure 4a) with no noticeable cracks, ripples, holes, or other damage on the membranes (from the zoomed-in image, Figure 4b). As described above, using the same approach used to produce the 3D CVD graphene-based cubes, we also successfully demonstrate the fabrication of cubes with membranes comprised of ~10 layers (~10 nm thick) of GO sheets (Figure 4e, 4f). In addition, Ti surface patterned 3D cubes are very stable (Figure 4c, 4d for graphene and Figure 4g, 4h for GO), and the demonstration of varied surface modifications with dissimilar designs on the different faces suggests a versatile strategy for the construction of 3D multifunctional devices with heterogeneous integration of different combinations of materials. As a result, the 3D graphene-based cubes show (i) free-standing CVD graphene and GO window membranes comprised of layered structures (no composite formation); (ii) enclosed but hollow structures that do not require an additional support or substrate; and (iii) surface modifications via metal patterning on the graphene or GO surfaces with any desired patterns, because our approach is compatible with conventional lithographic processes.
Raman spectroscopy is well-established as an effective, noninvasive method to characterize graphene and related materials, and it can supply a wide variety of details about graphene-based samples such as thickness, doping, disorder, edge and grain boundaries, thermal conductivity, and strain. Furthermore, this characterization method is flexible as it can be applied to a sample in various environmental conditions32,33,34,35. Therefore, if there are significant changes in the structure of graphene, we should be able to see changes in Raman peaks positions or intensities after self-folding. As shown in Figure 5a-5b, no significant changes in the peak positions and intensities can be seen after the self-folding, since the Al2O3/Cr protection layers help to shield the graphene-based membranes (both CVD graphene and GO) during fabrication. However, as shown in Figure 5c, when protection layers are not used, graphene membranes are damaged during the self-folding, resulting in a higher D band (~1340 cm-1) and a lower 2D band (~2690 cm-1). The quantitative information on the graphene defects can be analyzed by the peak intensity ratio of the D band and G band (ID/IG): low value ID/IG means low-defect graphene. From Figure 5a we calculate the ID/IG values of the 3D graphene to be ~0.65 which is comparable to other CVD graphene multilayer sheets36. Therefore, these observations indicate the self-folding process did not create significant changes in the CVD graphene and GO membranes (the materials retain their intrinsic properties, and no chemical intercalation between layers occurs), demonstrating the robustness of the reported method.
In addition to producing hollow, free-standing, polyhedral cubes, the self-folding method employed here allows for surface patterning, consisting of metal, insulator, and semiconductor materials on the 2D graphene membranes, to be applied to the cubes while maintaining the intrinsic properties of the graphene. This allows for the development of electronic and optical devices, including sensors and electric circuits, utilizing the numerous advantages of 3D configurations. Furthermore, since the processes used are not limited to only graphene-based materials, this method may be applied to other 2D materials such as transition metal dichalcogenides and black phosphorus, thereby allowing our fabrication approach to be harnessed in developing next-generation 3D reincarnations of 2D materials.
The high-temperature (~80 °C) required by the folding mechanism could be problematic in biomedical applications unless the process can be further optimized to reduce the folding temperature. Additionally, the PR-2 hinge material is not a biocompatible material. Future studies will focus on developing biocompatible hinge materials that respond at low-temperature (or low-energy) such as polyesters and synthetic hydrogels. We have recently been able to manufacture similar structures via a remote-controlled self-folding mechanism that could be useful in this respect37.
The authors have nothing to disclose.
This material is based upon work supported by a start-up fund at the University of Minnesota, Twin Cities and an NSF CAREER Award (CMMI-1454293). Parts of this work were carried out in the Characterization Facility at the University of Minnesota, a member of the NSF-funded Materials Research Facilities Network (via the MRSEC program. Portions of this work were conducted in the Minnesota Nano Center, which is supported by the National Science Foundation through the National Nano Coordinated Infrastructure Network (NNCI) under Award Number ECCS-1542202. C. D. acknowledges support from the 3M Science and Technology Fellowship.
Acetone | Fisher Chemical | A18P-4 | N/A |
Aluminium oxide | Kurt J. Lesker Company | EVMALO-1-2.5 | 99.99% Pure |
APS Copper Etchant 100 | Transene Company, Inc. | N/A | N/A |
Camera (for 3D image) | Nikon | D5100 | 1080p Full HD, Effective pixels: 16.2 million, Sensorsize: 23.6 mm x 15.6 mm |
CE-5 M Chromium Mask Etchant | Transene Company, Inc. | N/A | N/A |
Chemical deposition growth (CVD) system | Customized | N/A | Lindberg/Blue Tube Furnace |
Chromium | Kurt J. Lesker Company | EVMCR35J | 99.95% pure |
Chromium Etchant 473 | Transene Company, Inc. | N/A | N/A |
Copper | Kurt J. Lesker Company | EVMCU40QXQJ | 99.99% pure |
Developer-1 (MF319 developer) | Microposit | 10018042 | N/A |
Developer-2 (AZ developer) | Merck performance Materials Corp. | 1005422496 | N/A |
Developer-3 (SU-8 developer) | MicroChem | NC9901158 | N/A |
Digital Hot Plate | Thermo Scientific | HP131725 | Super-Nuvoa series, maximum temperature: 370 °C |
E-Beam Evaporator System | Rocky Mountain Vacuum Tech. | N/A | RME-2000 |
Graphene oxide | Goographene | N/A | Purity: ~ 99%; Single layer ratio: ~99%; 0.7-1.2 nm in thickness. |
Isopropyl Alcohol | Fisher Chemical | A416-4 | N/A |
Mask Aligner | Midas | MDA-400LJ | N/A |
Microscope | Omax | NJF-120A | N/A |
multiple polymethyl methacrylate (PMMA) | MicroChem | 950 PMMA A9 | N/A |
Oxygen plasma | Technics Inc. | SERIES 800 | Microscale reactive ion etching (RIE) |
Photoresist-1 (S1813 Photoresist) | Microposit | 10018348 | N/A |
Photoresist-2 (SPR220 Photoresist) | MicroChem | SPR00220-7G | N/A |
Photoresist-3 (SU-8 Photoresist) | MicroChem | SU-8-2010 | N/A |
Profilometer | Tencor Instruments | N/A | Alpha-Step 200 |
Raman | WITec Instruments Corp. | Alpha300R | Confocal Raman Microscope |
Silicon Wafer | Siltronic AG | N/A | 100mm diameter, N-type, one-side polish, resitivity: 560-840 Ω•cm |
Spinner | Best Tools | S0114031123 | SMART COATER 100 |
Titanium | Kurt J. Lesker Company | EVMTI45QXQA | 99.99% Pure |
Ultrasonic Cleaner | Crest Ultrasonics | N/A | Powersonic series |