Rock deformation needs to be quantified at high pressure. A description of the procedure to perform deformation experiments in a newly designed solid-medium Griggs-type apparatus is here given. This provides technological basis for future rheological studies at pressures up to 5 GPa.
In order to address geological processes at great depths, rock deformation should ideally be tested at high pressure (> 0.5 GPa) and high temperature (> 300 °C). However, because of the low stress resolution of current solid-pressure-medium apparatuses, high-resolution measurements are today restricted to low-pressure deformation experiments in the gas-pressure-medium apparatus. A new generation of solid-medium piston-cylinder ("Griggs-type") apparatus is here described. Able to perform high-pressure deformation experiments up to 5 GPa and designed to adapt an internal load cell, such a new apparatus offers the potential to establish a technological basis for high-pressure rheology. This paper provides video-based detailed documentation of the procedure (using the "conventional" solid-salt assembly) to perform high-pressure, high-temperature experiments with the newly designed Griggs-type apparatus. A representative result of a Carrara marble sample deformed at 700 °C, 1.5 GPa and 10-5 s-1 with the new press is also given. The related stress-time curve illustrates all steps of a Griggs-type experiment, from increasing pressure and temperature to sample quenching when deformation is stopped. Together with future developments, the critical steps and limitations of the Griggs apparatus are then discussed.
Rock deformation is one of the most important geological processes. It strongly contributes to human-time-scale phenomena, like earthquakes or landslides, but also to the large-scale mass movements of the solid outer shell in telluric planets, including plate tectonics on Earth1. For instance, depending on the rheology of the shell-like lithosphere, which defines the strength of both the crust and sub-solidus mantle ( 1200 °C), the scheme of plate tectonics and related features may vary significantly2,3,4,5. On the one hand, the presence of a strong uppermost mantle and/or lower crust is required to sustain mountain belts or stabilize subduction zones6. But on the other hand, numerical models have also shown that plate boundaries cannot develop from mantle convection if the lithosphere is too strong, giving rise to a rigid lid behavior as observed on Venus7. Thus, the strength of the lithosphere as dictated by rock rheology has a direct control on the plate-like behavior of active planets.
For more than half a century, the rock rheology has been investigated at high temperatures (> 300 °C), giving rise to state-of-the-art techniques that mainly differ in the pressure range they can achieve. This includes the gas-medium Paterson-type apparatus8 at relatively low pressures (<0.5 GPa), the solid-medium Griggs-type apparatus9,10,11 at intermediate to high pressures (0.5-5 GPa), and the deformation-Dia apparatus12,13 (DDia: up to ~20 GPa) or diamond anvil cell at very high pressures14 (up to more than 100 GPa). Thus, the pressures and temperatures encountered in the deep Earth can nowadays be achieved experimentally. However, rock deformation also relies on differential stress that needs to be measured with high accuracy and precision, so that constitutive relationships can be formulated. Thanks to its gas-confining medium, the Paterson apparatus is today the only technique able to perform stress measurements with an adequate accuracy (± 1 MPa) to extrapolate the data over 6 orders of magnitude in strain rate, but it can only explore deformation processes at low pressures. Conversely, solid-medium apparatuses can deform rocks at high pressures, but with a lower accuracy of the stress measurements. While stress accuracy has been estimated at ± 30 MPa for the Griggs-type apparatus15,16, the synchrotron-based DDia produces mechanical laws with an error of more than ± 100 MPa17. In the Griggs-type apparatus, stress could also be overestimated by up to 36% with respect to stress measurements in the Paterson one15. Performing accurate and precise stress measurements at high pressures – and high temperatures – therefore remains a major challenge in Earth Sciences.
Excluding deep subduction slabs where pressures may exceed 5 GPa, the Griggs-type apparatus is presently the more appropriate technique to study deformation processes over the pressure (< 4 GPa) and temperature ( 1200 °C) ranges in a large part of the lithosphere. On this basis, significant endeavors have been undertaken in the 1990's to improve stress measurements, particularly to reduce friction effects by using eutectic salt mixtures as a confining medium around the sample11,18. Such a molten salt assembly gave rise to a better accuracy of the stress measurement, reducing the error from ± 30 to ± 10 MPa15,19, but additional disadvantages have been encountered when applying this type of assembly. These have a much lower success rate, great difficulties to perform non-coaxial (shear) experiments, and a more complicated sample assembly. Moreover, the accuracy of stress measurements remains ten times lower than that of the low-pressure Paterson-type apparatus. These issues limit the quantification of rheological processes using the Griggs-type apparatus, which today is more commonly applied to explore the deformation processes and their related microstructures. A new approach will be therefore required to perform rheological quantification at high lithospheric pressures.
This paper gives detailed documentation of the "conventional" procedure to perform high-pressure deformation experiments using a newly designed solid-medium Griggs-type apparatus. In the framework of new "Griggs" laboratories implemented at the ISTO (Orléans, France) and ENS (Paris, France), the main purpose is to properly illustrate each step of the protocol in details, so that scientists from all fields can decide whether the apparatus is appropriate or not to their aims of study. The critical steps and limitations of this state-of-the-art technique are also discussed, together with new approaches and possible future developments.
The new Griggs-type apparatus
Based on the piston-cylinder technology, the Griggs-type apparatus has been formerly designed by David T. Griggs in the 1960's9, and then modified by Harry W. Green in the 1980's11 (mainly to achieve higher pressures during deformation experiments). In both cases, the Griggs apparatus is characterized by a metal frame that includes: 1) three horizontal platens mounted on vertical columns, 2) a main hydraulic cylinder (confining pressure ram) suspended to the middle platen and 3) a deformation gear box and piston/actuator fixed on top of the upper platen (Figure 1). The "confining" ram and deformation actuator are each connected to independent pistons that transmit forces to the sample assembly within a pressure vessel. With such a vessel, deformation can be achieved at confining pressures of up to 2 or 5 GPa, depending on the apparatus and diameter of the sample assembly.
Thanks to a resistance furnace, the sample temperature is increased by Joule effect (up to ≈1300 °C20), while the pressure vessel is water cooled on top and bottom. In Green's design, the Griggs apparatus also includes an end-load system that homogenizes the pre-stress in the pressure vessel (Figure 1). This permits to achieve deformation experiments at higher pressures (max. 5 GPa), particularly using a small bore in the pressure vessel. For further details about the Griggs press, the readers are referred to the excellent description of the modified Griggs apparatus design by Rybacky et al.19.
Arising from a close collaboration between the Institut des Sciences de la Terre d'Orléans (ISTO, France) and École Normale Supérieure de Paris (ENS Paris, France), the new generation Griggs-type apparatus is directly based on the design from H. W. Green11, but some improvements have been made to comply with European standards for safety of high-pressure experiments. In this new press, the confining and deformation actuators are driven by servo-controlled hydraulic syringe pumps, giving the possibility to perform either constant load or constant displacement experiments at high pressures (up to 5 GPa). The confining (isostatic) pressure, force, and displacement are respectively monitored using oil pressure sensors, a load cell (max. 200 kN) and displacement transducers (Figure 1). The pressure vessel is made of an inner tungsten-carbide (WC) core inserted into a 1° conical steel ring and pre-stressed using the strip winding technique21. For transmitting forces, the pressure vessel and sample assembly lie between WC-removable pistons that include a deformation piston (σ1), confining piston (σ3), end-load piston and base plate (Figure 1). Together with regular cooling on top and bottom of the pressure vessel, water flows through the steel vessel around the tungsten-carbide core within 6 mm diameter holes for better cooling (Figure 1). The hydraulic cylinder for the confining pressure is also cooled by silicon oil flow. In addition, the deformation apparatus in Orléans employs larger sample size up to 8 mm diameter, so that 1) microstructures can be better developed, and 2) the Griggs press and Paterson press share a common sample dimension for future comparisons. This requires an increased diameter of the WC bore in the pressure vessel (27 mm, instead of 1 inch, i.e., 25.4 mm), reducing the maximum attainable pressure to 3 GPa.
The present paper describes the procedure to perform an experiment with the new Griggs-type apparatus, which includes the description of all pieces that compose the conventional solid-salt sample assembly using alumina pistons (Figure 2A and 2B), as well as the successive steps to produce them and introduce them into the pressure vessel. This description follows in large parts the routine developed over many years by Prof. Jan Tullis and co-workers at Brown University (R.I., USA). The resulting sample assembly is fully appropriate to perform either co-axial (pure shear) or non-coaxial (general shear) deformation experiments over the whole range of pressures and temperatures of the Griggs-type apparatus. While a pure shear experiment typically requires a cored drill sample of a certain length (commonly ≈2 times the sample diameter), a general shear deformation is commonly applied to a zone cut at 45° to the piston axis (Figure 2B). The sample material can either be a slice of a core sample or fine-grained powder of a chosen grain size. All pieces are wrapped into a metal foil and jacketed within a platinum tube welded (or folded flat) at both sides. The temperature is commonly monitored using either S-type (Pt90%Rd10% alloy) or K-type (Ni alloy) thermocouple, but only the preparation of an S-type thermocouple using a mullite 2-hole sheathing tube is here described (Figure 2C).
Initially, the Griggs-type apparatus was designed to perform deformation experiments as slowly as possible to approach geological strain rates closer than other techniques, i.e., over weeks, months or even years9. Thus, Griggs-type experiments may run as long as the electrical supply and water cooling are functioning, particularly overnight when no operator is required. As mentioned before, the Griggs press can also explore most of the range of pressure and temperature encountered in the lithosphere. However, this technique presently is subjected to some limitations that may reduce the accuracy of the stress determination.
The success of a Griggs-type experiment relies on several critical points that mainly include the quality of the thermocouple sheath, the shape of packing rings, and the alignment of shear pistons (only for general shear experiments). Indeed, the thermocouple wires should be well insulated from each other and from the confining medium (NaCl). Otherwise, the temperature recording may be either modified through touching of the two wires outside of the sample chamber, leading to a dramatic increase of temperature (this could break the pressure vessel), or the thermocouple may break and the experiment fails. The top surface of each packing ring (σ1 and σ3) should be flat and large enough (around half a millimeter). This is required to avoid any lead leak during pressure increase. For general shear experiments, the top and bottom shear pistons should be perfectly aligned, so that no asymmetrical deformation occurs during experiment. If not, the sample may come into contact with the confining medium through a jacket leak, giving rise to possible contamination and sample failure. In addition, such a jacket leak will likely occur in a general shear experiment if the deformation piston is not stopped early enough. The capability of the platinum jacket in being deformed without any breaking may significantly vary from one experiment to another. Nevertheless, although shear deformation has been already achieved at more than gamma = 7 on samples of 2 mm thickness (an example is given in Heilbronner and Tullis24), a gamma = 5 is routinely applied with a good success rate and significantly higher shear strains can be achieved by reducing the sample thickness.
Nowadays, the Griggs press is subject to friction effects that reduce the accuracy of stress measurements, particularly when the "hit point" is defined by curve fitting. Most of the friction occurs while the deformation piston is advancing through the σ1 packing ring, lead piece and confining medium (NaCl). This can be seen from the stress-time curve during the "run-in" step of the deformation stage (Figure 9), but also during loading after the hit point. While elastic behavior is not dependent on the sample stiffness, the slope of the loading curve increases with the sample strength in the Griggs-type apparatus. This is mainly due to non-elastic sample strain while the σ1 piston pushes through the lead. Indeed, the slope of the load curve before yield stress conditions does not represent pure elastic loading of the sample, but a combination of different components that include friction and some sample deformation/compaction. Unfortunately, this type of behavior is hardly reproducible as it depends on the sample strength, which is low at high temperature, and the error induced by friction that strongly varies from 3 to 9%18. Some other weaker materials like Indium, Bismuth or Tin have been used instead of lead19, but they always give rise to some leak at pressures higher than 1 GPa. In addition, whereas km-scale objects and very slow strain rates (10-15-10-12 s-1) need to be considered for geological purposes, the Griggs-type apparatus – like any other deformation apparatus – is limited in terms of sample size (max. 8 mm diameter for the Griggs press) and strain rate (min. 10-8 s-1). These geological conditions require indeed unrealistic forces and impractical duration of experiment to be applied. Nevertheless, this inevitable gap between deformation experiments and geological circumstances may be partly substituted by numerical models, provided that lab-based mechanical laws are fully valid through extrapolations. This definitely requires developing high-pressure apparatuses with better accuracy, at least as good as the one of the gas-pressure-medium-type apparatus (i.e., ± 1 MPa).
At present, only the gas-medium apparatuses are accurate enough to perform rheological experiments, and most of the available mechanical laws come from the Paterson apparatus at confining pressure of 0.3 GPa. The high accuracy on stress measurements mainly relies on the presence of an internal load cell that undergoes the confining pressure, in contrast to an external one that only suffers room pressure, and its combination with a gas pressure vessel, which permitted to apply a specific design that cannot be transferred as-is into a solid-medium press. Today, the solid-medium apparatus only uses an external load cell – some of them do not even have any load cell – to measure the differential stress, giving rise to a poor resolution and substantial overestimation because of friction.
In the Griggs-type apparatus, the using of a molten salt assembly may significantly reduce the friction around the sample (by a factor of 3). But as mentioned before, it also gives rise to further issues and the accuracy of stress measurement remains 10 times lower than that in the Paterson apparatus. Another approach would consist in implementing an internal load cell, or something similar, to get rid of the friction effects in the Griggs press. Considering the size and capacities of "regular" load cells, such as found in the industry, it seems unrealistic to include some of them within the sample chamber of the pressure vessel. They could not sustain the confining pressure and a high-capacity load cell (max. 200 kN), such as required for high-pressure experiments in the Griggs-type apparatus, and they would be too large to be included in the sample chamber. However, one possibility would imply using the basal piston of the sample column as an internal load cell25, provided that its deformation can be precisely measured (Andreas K. Kronenberg, personal communications). This requires a room below the base plate to adapt a specific load cell, which has been anticipated in the new Griggs-type apparatus (Figure 1). But today, such an internal load cell in solid-medium deformation apparatus remains to be implemented.
The authors have nothing to disclose.
This study is dedicated to the memory of Prof. Harry W. Green, without whom none of this would have been possible. We also thank Jörg Renner and Sébastien Sanchez for their implications in designing and implementing the apparatus, as well as Andreas K. Kronenberg, Caleb W. Holyoke III and three anonymous reviewers for their fruitful discussions and comments. We are grateful to Jan Tullis for teaching us and numerous students the basics and many useful tricks of solid-medium deformation experiments. This study has been funded by the ERC RHEOLITH (grant 290864), Labex Voltaire (ANR-10-LABX-100-01), Equipex PlaneX (ANR-11-EQPX-0036) and ANR DELF (ANR-12-JS06-0003).
Griggs-type apparatus | Sanchez Technologies (Corelab) | TRI-X 6/1500 SD | Solid-medium Griggs-type deformation apparatus |
Sanchez Technologies (Corelab) | Stigma pumps 1000/300 and 100/1500 | hydraulic syringe pumps to apply pressure | |
Arbor press | Schiltz | PA.WZ.5000.530 | Arbor press required to insert the sample assembly into the pressure vessel |
Low-speed saw | Presi | Mecatome T180 | Law-speed saw to cut alumina piston and mullite sheath |
Presi | LR02033 | Diamond saw blade | |
40 tons hydraulic press | CompaC | APA 9040EH1-D | 40-ton hydraulic press to press salt/lead pieces and extract the sample |
Pressure vessel (and pistons) | STRECON | vessel A4071 | Inner tungsten-carbide core inserted into a 1° conical steel ring and pre-stressed using the strip winding technique |
STRECON | Deformation piston | Tungsten carbide piston to apply deformation | |
STRECON | Confining piston | Tungsten carbide piston to apply confining pressure | |
STRECON | End-load piston | Tungsten carbide piston to pre-stress the pressure vessel | |
PUK U3 | Lampert | PUK 5 welding microscope | Fine welding system to weld the thermocouple and platinum jacket |
Cooling system Ultracool | Lauda | UC 4 E1 PI5 SR BSP °C | Cooler for the pressure vessel |
Lauda | Proline RP850 | Cooler for the confining/end-load ram | |
Leath | Schneider electric | Eurotherm 2704 | Temperature controller |
Milling machine | Enerpac | P-142 | Hand pump to lift up the confining/end-load ram |
HBM | 1-P3TCP/2000 bar | Pressure transducer | |
HBM | 1-P3TCP/500 bar | Pressure transducer | |
HBM | WA/10 mm | Displacement transducer | |
HBM | WA/50 mm | Displacement transducer | |
HBM | 1-C2/200 kN | Load cell | |
Geoscience instrument | Graphite furnace: graphite tube inserted between two pyrophyllite sleeves (custom-made) | ||
McDanel | MRD028330018858 | Mullite Round Double Bore Tubing | |
Morgan Advanced Materials | WH-Feuerfestkitt | Ceramic glue | |
PRECIS | T90 L | Lathe | |
NSK | EM-255 | Diamond tool to parallelize alumina piston using the lathe | |
Mecanelec | CDM – IP 1 – 5L/mn | Flow meter for water cooling (pressure vessel) | |
Hedland | H602A-0005-F1 | Flow meter for oil cooling (confining/end-load ram) | |
Legris | Série 21 | double-self-sealing coupler for tube of the water cooling system | |
Corelab | Falcon | Software to monitor the hydraulic syringe pumps | |
HBM | CatmanEasy-HP | Software to record data | |
Schneider electric | Eurotherm itools | Software to set programs for the temperature controller | |
VWR | 410-0114 | Ceramic mortar | |
VWR | 231-2322 | Microspatule | |
VWR | 459-0206 | Ceramic recipient | |
VWR | AnalaR NORMAPUR 27810.364 | Sodium Chloride 99.9% purity | |
VWR | Barnstead/Thermoline 48000 furnace | Benchtop Muffle furnace for melting lead | |
DP/Précision | Custom made | Tools needed to produce the salt and lead pieces | |
Cincinnati | TYPE PE-5 | Milling machine | |
Memmert | UNB 400 | Oven to stock salt powder and salt pieces | |
Otelo | Otelo 65220023 | Tubing cutter for Platinum | |
Otelo | BAITER 51600202 | File tool | |
Otelo | VADIUM 65172600 | Diagional micro-cutter | |
Otelo | VADIUM 65172620 | Flat needle nose micro-pliers | |
SAM | EMP-13J | Round screw hollow punch | |
Professional Platic | Chemfluor MFA Tube | Minitube for isolating thermocouple wires | |
Radiospar | RS 370-6717 | S-type flat pin thermocouple connector | |
LEMER | Lead (bulk) | ||
Goodfellow | FP301305 | Polytétrafluoroéthylène – Film ; 0.15 mm thickness | |
Heraeus | 81128696 | Pure Platinum wire | |
Heraeus | 81128743 | Platinum90%/Rhodium10% wire | |
Alfa Aesar | M11C056 | Nickel foil 0.025 thickness annealed 99.5% | |
DP/precision | Tools to produce the salt pieces and lead piece (custom-made) | ||
Polyco Bodyguards | GL890 | Blue Nitrile Medical Examination gloves |